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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Megan Polizzi

Advisor at CETERA INVESTMENT ADVISERS LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:99d5f799-96cf-2a43-7e7a-08bb4885aba3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Apr 25, 2025
First registration: Jun 5, 2007
Dual registered: yes, broker-dealer
Other names: MEGAN ELAINE POLIZZI
IAPD individual key: 5045522

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 28, 2025	n/a	yes	SAN DIEGO, CA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	May 27, 2025	Aug 1, 2025	no	SAN DIEGO, CA	Previous registration
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	May 1, 2025	Aug 1, 2025	no	San Diego, CA\|PASADENA, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Sep 18, 2017	Dec 31, 2017	no	SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 5, 2007	Jan 25, 2016	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN INTERNATIONAL SECURITIES	CUSO FINANCIAL SERVICES, L.P.	Aug 1, 2025	May 27, 2025	-66	Channel change	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	CETERA INVESTMENT ADVISERS LLC	Aug 1, 2025	Aug 28, 2025	27	Firm change	Ibd to ibd
INDEPENDENT FINANCIAL GROUP, LLC	WESTERN INTERNATIONAL SECURITIES	Dec 31, 2017	May 1, 2025	2,678	Firm change after gap	Other
LPL FINANCIAL LLC	INDEPENDENT FINANCIAL GROUP, LLC	Jan 25, 2016	Sep 18, 2017	602	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42132:105644:CA:2025-08-01	Aug 1, 2025	Aug 28, 2025	SAN DIEGO, CA	Firm change

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
May 1, 2025 to Aug 1, 2025factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
May 27, 2025 to Aug 1, 2025factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Sep 18, 2017 to Dec 31, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 5, 2007 to Jan 25, 2016factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
Megan Polizzi left Cuso Financial Services, L.P. for Cetera Investment Advisers Llc (registered 2025-08-28)
Form ADVobserved 4 days ago