DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Megan Polizzi
Feed of 09/14/2026
Also filed as Megan Elaine Polizzi
At current firm
1 y
since Aug 28, 2025
In the industry
19 y
since Jun 5, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Aug 28, 2025 · San Diego, Ca
- Cuso Financial Services, L.P. formerMay 27, 2025 to Aug 1, 2025 · San Diego, Ca
- Western International Securities formerMay 1, 2025 to Aug 1, 2025 · San Diego, Ca
- Independent Financial Group, LLC BD affiliatedSep 18, 2017 to Dec 31, 2017 · San Diego, Ca
- LPL Financial LLC BD affiliatedJun 5, 2007 to Jan 25, 2016 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to Cuso Financial Services, L.P.left Aug 1, 2025, registered May 27, 2025 (-66 days) · channel change inside one enterprise, not a move
- Cuso Financial Services, L.P. to Cetera Investment Advisers LLCleft Aug 1, 2025, registered Aug 28, 2025 (27 days) · Affiliated broker-dealer or bank to another · moved with a team
- Independent Financial Group, LLC to Western International Securitiesleft Dec 31, 2017, registered May 1, 2025 (2678 days) · Other
- LPL Financial LLC to Independent Financial Group, LLCleft Jan 25, 2016, registered Sep 18, 2017 (602 days) · Other
Signals
- Megan Polizzi left Cuso Financial Services, L.P. for Cetera Investment Advisers Llc (registered 2025-08-28)Aug 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address