DFX Intelligence

D••••• L• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D••••• L• M•••••

Advisor at M••••• S••••••

Rio Rancho, NM | Santa Fe, NM

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Search this name across graphsid dfx:ria:99d76c66-cf03-1b91-1238-eb6ee1fccf0d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 11, 2016	n/a	yes	Santa Fe, NM\|Rio Rancho, NM	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 25, 2010	Apr 4, 2016	no	EL SEGUNDO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Apr 4, 2016	Jul 11, 2016	98	Firm change	Wirehouse to wirehouse
W•••••• O••••• • C••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 12, 2010	Aug 25, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:CA:2016-03-23	Apr 4, 2016	Jul 11, 2016	EL SEGUNDO, CA	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 11, 2016 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 25, 2010 to Apr 4, 2016factForm ADV
→ W•••••• O••••• • C••••••Registered adviserregistration: previous registration
Jan 27, 2010 to May 12, 2010factForm ADV
→ W•••••• O••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99d76c66-cf03-1b91-1238-eb6ee1fccf0d
First observed: Nov 7, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.