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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

JEFFREY SHEATS

Advisor at STRATEGIC ADVISERS LLC

ALEXANDRIA, VA

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Search this name across graphsid dfx:ria:99ddcbcf-65c7-ec2b-75eb-f468b92bd539

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Apr 10, 1985
First registration: Apr 2, 2004
Dual registered: yes, broker-dealer
Other names: JEFFREY MARK SHEATS
IAPD individual key: 1345490

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	ALEXANDRIA, VA\|ALEXANDRIA, VA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|BETHESDA, MD\|ALEXANDRIA, VA\|ALEXANDRIA, VA\|ALEXANDRIA, VA\|WASHINGTON, DC	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 17, 2014	Jul 13, 2018	no	BETHESDA, MD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 11, 2011	Feb 13, 2012	no	VIRGINIA BEACH, VA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Mar 11, 2011	Oct 11, 2011	no	VIRGINIA BEACH, VA\|WILLIAMSBURG, VA\|VIRGINIA BEACH, VA	Previous registration
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Mar 14, 2008	Mar 2, 2011	no	VIRGINIA BEACH, VA\|DALLAS, TX	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Apr 2, 2004	Mar 14, 2008	no	VIRGINIA BEACH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
LPL FINANCIAL LLC	STRATEGIC ADVISERS LLC	Feb 13, 2012	Jan 17, 2014	704	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 11, 2011	Oct 11, 2011	0	Bulk transfer	Other
LEVEL FOUR ADVISORY SERVICES	UVEST FINANCIAL SERVICES GROUP, INC.	Mar 2, 2011	Mar 11, 2011	9	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	LEVEL FOUR ADVISORY SERVICES	Mar 14, 2008	Mar 14, 2008	0	Firm change	Other

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 17, 2014 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 11, 2011 to Feb 13, 2012factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Mar 11, 2011 to Oct 11, 2011factForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 14, 2008 to Mar 2, 2011factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Apr 2, 2004 to Mar 14, 2008factForm ADV

Dated events

No dated event names this entity yet.