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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

RANDALL TAKESHI TAKAKI

Advisor at LPL ENTERPRISE, LLC

LONG BEACH, CA

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Search this name across graphsid dfx:ria:99f655d0-620a-e2fe-1e83-ac8fc202a2f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 7
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 22, 2005
First registration: Mar 17, 2006
Dual registered: yes, broker-dealer
Other names: RANDALL T TAKAKI|RANDY TAKAKI|RANDALL TAKESHI TAKAKI|Randall Takaki
IAPD individual key: 4920750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	LONG BEACH, CA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jul 7, 2022	Nov 14, 2024	no	Torrance, CA\|EL SEGUNDO, CA	Previous registration
Takwealth	n/a	Aug 9, 2016	Oct 26, 2022	no	TORRANCE, CA	Previous registration
THE CLARK GROUP ASSET MANAGEMENT	Independent wealth	Jan 17, 2013	Aug 16, 2016	no	DANA POINT, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 17, 2006	Oct 31, 2012	no	SHERMAN OAKS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
Takwealth	PRUCO SECURITIES, LLC	Oct 26, 2022	Jul 7, 2022	-111	Firm change after gap	Other
THE CLARK GROUP ASSET MANAGEMENT	Takwealth	Aug 16, 2016	Aug 9, 2016	-7	Firm change	Other
WELLS FARGO ADVISORS	THE CLARK GROUP ASSET MANAGEMENT	Oct 31, 2012	Jan 17, 2013	78	Firm change	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 7, 2022 to Nov 14, 2024factForm ADV
→ TAKWEALTHRegistered adviserregistration: previous registration
Aug 9, 2016 to Oct 26, 2022factForm ADV
→ THE CLARK GROUP ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jan 17, 2013 to Aug 16, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 17, 2006 to Oct 31, 2012factForm ADV

Dated events

Occurred
Oct 26, 2022
Advisor changed firm
Randall Takeshi Takaki left Takwealth for Pruco Securities, Llc (registered 2022-07-07)
Form ADVobserved 4 days ago