DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Michael Eric Holden

Advisor at U.S. BANCORP ADVISORS, LLC

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99f82f2a-6990-9d09-2d18-e49bf77e4881

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 7, 2004
First registration: Jan 1, 2008
Dual registered: yes, broker-dealer
Other names: Michael Eric Holden|Michael E Holden
IAPD individual key: 4836794

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Chicago, IL	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Dec 2, 2025	Feb 13, 2026	no	Chicago, IL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 21, 2024	Sep 9, 2024	no	Chicago, IL\|ST. PETERSBURG, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 23, 2019	Jun 16, 2024	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|Northfield, IL\|SKOKIE, IL\|WILMETTE, IL\|EVANSTON, IL\|NORTHFIELD, IL\|Skokie, IL\|WILMETTE, IL\|EVANSTON, IL\|CHICAGO, IL\|CHICAGO, IL\|SKOKIE, IL\|CHICAGO, IL\|EVANSTON, IL\|SKOKIE, IL\|Northfield, IL\|Chicago, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 7, 2010	Dec 11, 2019	no	ST. LOUIS, MO\|DEERFIELD, IL\|LAKE FOREST, IL\|PROVIDENCE, RI\|WAYZATA, MN\|MINNEAPOLIS, MN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 14, 2009	Dec 21, 2009	no	GLENVIEW, IL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	May 30, 2008	Oct 13, 2009	no	LAKE FOREST, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 1, 2008	Mar 6, 2008	no	GLENVIEW, IL\|NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	U.S. BANCORP INVESTMENTS, INC.	Sep 9, 2024	Dec 2, 2025	449	Firm change after gap	Ibd to ibd
J.P. MORGAN SECURITIES LLC	RAYMOND JAMES & ASSOCIATES, INC.	Jun 16, 2024	Jun 21, 2024	5	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	J.P. MORGAN SECURITIES LLC	Dec 11, 2019	Dec 23, 2019	12	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Dec 21, 2009	Jul 7, 2010	198	Firm change	Other
FIFTH THIRD SECURITIES, INC.	CHASE INVESTMENT SERVICES CORP.	Oct 13, 2009	Dec 14, 2009	62	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	FIFTH THIRD SECURITIES, INC.	Mar 6, 2008	May 30, 2008	85	Firm change	Other

Relationships

Registered with (7)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 2, 2025 to Feb 13, 2026factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 21, 2024 to Sep 9, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 23, 2019 to Jun 16, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 7, 2010 to Dec 11, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 14, 2009 to Dec 21, 2009factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
May 30, 2008 to Oct 13, 2009factForm ADV

Dated events

Occurred
Sep 9, 2024
Advisor changed firm
Michael Eric Holden left Raymond James & Associates, Inc. for U.S. Bancorp Investments, Inc. (registered 2025-12-02)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2024
Advisor changed firm
Michael Eric Holden left J.P. Morgan Securities Llc for Raymond James & Associates, Inc. (registered 2024-06-21)
Form ADVobserved 4 days ago