DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Eric Holden

U.S. Bancorp Advisors, LLCBD affiliatedChicago, Ildual registrantIAPD 4836794

Feed of 09/14/2026

Also filed as Michael Eric Holden

At current firm

0 y

since Feb 13, 2026

In the industry

22 y

since Sep 7, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Feb 13, 2026 · Chicago, Il
U.S. Bancorp Investments, Inc. former
Dec 2, 2025 to Feb 13, 2026 · Chicago, Il
Raymond James & Associates, Inc. national BD
Jun 21, 2024 to Sep 9, 2024 · Chicago, Il
J.P. Morgan Securities LLC wirehouse
Dec 23, 2019 to Jun 16, 2024 · Chicago, Il
Wells Fargo Advisors wirehouse
Jul 7, 2010 to Dec 11, 2019 · St. Louis, Mo
Chase Investment Services Corp. former
Dec 14, 2009 to Dec 21, 2009 · Glenview, Il
Fifth Third Securities, Inc. BD affiliated
May 30, 2008 to Oct 13, 2009 · Lake Forest, Il
Chase Investment Services Corp. former
Jan 1, 2008 to Mar 6, 2008 · Glenview, Il

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
Raymond James & Associates, Inc. to U.S. Bancorp Investments, Inc.
left Sep 9, 2024, registered Dec 2, 2025 (449 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Raymond James & Associates, Inc.
left Jun 16, 2024, registered Jun 21, 2024 (5 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Advisors to J.P. Morgan Securities LLC
left Dec 11, 2019, registered Dec 23, 2019 (12 days) · Wirehouse to wirehouse
Chase Investment Services Corp. to Wells Fargo Advisors
left Dec 21, 2009, registered Jul 7, 2010 (198 days) · Other
Fifth Third Securities, Inc. to Chase Investment Services Corp.
left Oct 13, 2009, registered Dec 14, 2009 (62 days) · Other
Chase Investment Services Corp. to Fifth Third Securities, Inc.
left Mar 6, 2008, registered May 30, 2008 (85 days) · Other

Signals

Michael Eric Holden left Raymond James & Associates, Inc. for U.S. Bancorp Investments, Inc. (registered 2025-12-02)
Sep 9, 2024 · Advisor changed firm · fact
Michael Eric Holden left J.P. Morgan Securities Llc for Raymond James & Associates, Inc. (registered 2024-06-21)
Jun 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address