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C•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C•••••••• C•••••• M••••••••• L••

CRD 160182

ATLANTA, GA

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Search this name across graphsid dfx:ria:99fbaf36-9697-e4b2-1048-7d2599c2505c

Data as of May 17, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2013 to May 17, 2018
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $214MItem 5.F on the latest filing (2018-05-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $214M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• C•••••• P••••••• O••••••• F•••• L•••	Hedge Fund	$7.2M	Jun 6, 2013	1	Mar 21, 2012	dropped	021-149637
C•••••••• C•••••• P••••••• I•• L•••	Hedge Fund	$3.5M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• P••••••• G•••	MEMBER, CFO, COO, CCO, TREASURER AND SECRETARY, MEMBER OF MANAGEMENT COMMITTEE	Na	yes	09/2008	Jul 1, 2013	May 17, 2018
E••• A•••• M••••••••• L••	Member	C	yes	12/2014	Mar 27, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$214M	$211M	1.5%	$283M	-8.9%	5	6	0	n/a

Relationships

Advises (4)

→ C•••••••• C•••••• P••••••• O••••••• M••••• F•••• L•••Private fundHedge Fund, ERA
Mar 21, 2012 to presentfactForm ADV
→ C•••••••• C•••••• P••••••• M••••• N••••••• L•••Private fundHedge Fund, IA, no longer reported
Mar 29, 2016 to Mar 13, 2017factForm ADV
→ C•••••••• C•••••• P••••••• I•• L•••Private fundHedge Fund, IA, no longer reported
Jun 2, 2015 to Mar 29, 2016factForm ADV
→ C•••••••• C•••••• P••••••• O••••••• F•••• L•••

Dated events

Occurred
Jul 1, 2013
First Form ADV filing
C•••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99fbaf36-9697-e4b2-1048-7d2599c2505c
First observed: Jul 1, 2013
Last observed: May 17, 2018 101 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.