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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PERIMETER CAPITAL MANAGEMENT

PERIMETER CAPITAL PARTNERS LLC, CRD 140649

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0190adf-3439-5756-dc6f-d3b38d07b83b

Data as of Mar 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Mar 26, 2014
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $209MItem 5.F on the latest filing (2014-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $204M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 9
Accounts: 14
SEC number: 801-66782
CRD: 140649
Filings on the tape: 4
First filed: Apr 2, 2012
Latest filed: Mar 26, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALL, GEORGE, BRADLEY	CEO, PRESIDENT	Na	yes	06/2006	Apr 2, 2012	Mar 26, 2014
BALL, GEORGE, BRADLEY	MANAGEMENT COMMITTEE	F	yes	06/2006	Apr 2, 2012	Mar 26, 2014
BEHRE, JAMES, NICHOLSON	MANAGEMENT COMMITTEE	F	yes	06/2006	Apr 2, 2012	Mar 26, 2014
GARFINKEL, MARK, DANIEL	MANAGEMENT COMMITTEE	F	yes	06/2006	Apr 2, 2012	Mar 26, 2014
GARFINKEL, MARK, DANIEL	Cio	Na	yes	06/2006	Apr 2, 2012	Mar 26, 2014
PAOLELLA, CHRISTOPHER, JOSEPH	MANAGEMENT COMMITTEE	F	yes	06/2006	Apr 2, 2012	Mar 26, 2014
PERIMETER CAPITAL MANAGEMENT LLC	Owner	D	yes	06/2006	Apr 2, 2012	Mar 26, 2014
NEWBERG, LAURA, BETH	CHIEF COMPLIANCE OFFICER	Na	no	08/2012	Aug 27, 2012	Mar 26, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LIQUID STRATEGIES, LLC	n/a	Asset manager	$1.4B	N	yes	n/a
CONCOURSE CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$214M	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 26, 2014	$209M	$204M	13	9	n/a	n/a	n/a
2012	Mar 28, 2013	$888M	$765M	16	9	n/a	n/a	n/a
2011	Apr 2, 2012	$1.4B	$1.3B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$209M	$888M	-76.5%	n/a	n/a	13	16	n/a	n/a

Relationships

Affiliated with (2)

→ CONCOURSE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
→ LIQUID STRATEGIES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← BEHRE, JAMES, NICHOLSONOwnerMANAGEMENT COMMITTEE, ownership code F, individual
Apr 2, 2012 to presentfactForm ADV
← PAOLELLA, CHRISTOPHER, JOSEPHOwnerMANAGEMENT COMMITTEE, ownership code F, individual
Apr 2, 2012 to presentfactForm ADV
← BALL, GEORGE, BRADLEYOwnerMANAGEMENT COMMITTEE, ownership code F, individual
Apr 2, 2012 to presentfactForm ADV
← GARFINKEL, MARK, DANIELOwnerMANAGEMENT COMMITTEE, ownership code F, individual
Apr 2, 2012 to presentfactForm ADV
← PERIMETER CAPITAL MANAGEMENT LLCOwnerOWNER, ownership code D, domestic entity
Apr 2, 2012 to presentfactForm ADV

Owns (1)

← NEWBERG, LAURA, BETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 27, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0190adf-3439-5756-dc6f-d3b38d07b83b
First observed: Apr 2, 2012
Last observed: Mar 26, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PERIMETER CAPITAL MANAGEMENT

PERIMETER CAPITAL PARTNERS LLC, CRD 140649

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0190adf-3439-5756-dc6f-d3b38d07b83b

Data as of Mar 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALL, GEORGE, BRADLEY

CEO, PRESIDENT

yes

06/2006

Apr 2, 2012

Mar 26, 2014

BALL, GEORGE, BRADLEY

MANAGEMENT COMMITTEE

yes

06/2006

Apr 2, 2012

Mar 26, 2014

BEHRE, JAMES, NICHOLSON

MANAGEMENT COMMITTEE

yes

06/2006

Apr 2, 2012

Mar 26, 2014

GARFINKEL, MARK, DANIEL

MANAGEMENT COMMITTEE

yes

06/2006

Apr 2, 2012

Mar 26, 2014

GARFINKEL, MARK, DANIEL

Cio

yes

06/2006

Apr 2, 2012

Mar 26, 2014

PAOLELLA, CHRISTOPHER, JOSEPH

MANAGEMENT COMMITTEE

yes

06/2006

Apr 2, 2012

Mar 26, 2014

PERIMETER CAPITAL MANAGEMENT LLC

Owner

yes

06/2006

Apr 2, 2012

Mar 26, 2014

NEWBERG, LAURA, BETH

CHIEF COMPLIANCE OFFICER

08/2012

Aug 27, 2012

Mar 26, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LIQUID STRATEGIES, LLC

n/a

Asset manager

$1.4B

yes

n/a

CONCOURSE CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$214M

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 26, 2014

$209M

$204M

n/a

2012

Mar 28, 2013

$888M

$765M

n/a

2011

Apr 2, 2012

$1.4B

$1.3B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$209M

$888M

-76.5%

n/a