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Advisor at OLDE RALEIGH FINANCIAL GROUP
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OLDE RALEIGH FINANCIAL GROUP | No RAUM reported | Jul 9, 2026 | n/a | yes | RALEIGH, NC | Current employment |
| ADVISORY SERVICES NETWORK | Independent wealth | Oct 2, 2017 | Jul 16, 2026 | no | Raleigh, NC|ATLANTA, GA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 1, 2011 | Oct 5, 2017 | no | RALEIGH, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | May 31, 2011 | no | RALEIGH, NC | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 7, 2004 | Jan 1, 2008 | no | RALEIGH, NC|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | OLDE RALEIGH FINANCIAL GROUP | Jul 16, 2026 | Jul 9, 2026 | -7 | Firm change | RIA to new firm |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | ADVISORY SERVICES NETWORK | Oct 5, 2017 | Oct 2, 2017 | -3 | Firm change | Other |
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 31, 2011 | Jun 1, 2011 | 1 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146051:342848:GA:2026-07-16 | Jul 16, 2026 | Jul 9, 2026 | ATLANTA, GA | Firm change |
| 149018:146051:NC:2017-10-05 | Oct 5, 2017 | Oct 2, 2017 | RALEIGH, NC | Firm change |