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Reading the graph
Advisor at MORGAN STANLEY
Aventura, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Dec 17, 2020 | n/a | yes | Aventura, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 13, 2020 | Dec 9, 2020 | no | MIAMI, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 6, 2020 | Sep 30, 2020 | no | Miami, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | May 2, 2016 | Mar 2, 2020 | no | Miami, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Dec 9, 2020 | Dec 17, 2020 | 8 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 30, 2020 | Oct 13, 2020 | 13 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Mar 2, 2020 | Mar 6, 2020 | 4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:FL:2020-12-07 | Dec 9, 2020 | Dec 17, 2020 | MIAMI, FL | Firm change |