DFX Intelligence

L••• M•••• L• G••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

L••• M•••• L• G••

Advisor at L•• F•••••••• L••

RENO, NV

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Search this name across graphsid dfx:ria:9a03b7e3-6959-66f4-6062-ae3d8d6ec6cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 1, 2026	n/a	yes	RENO, NV	Current employment
G•••• P•••• A•••••••• L••	Former SEC adviser	Apr 1, 2021	May 1, 2025	no	ROCKVILLE, MD\|Reno, NV\|ROCKVILLE, MD\|RENO, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• P•••• A•••••••• L••	L•• F•••••••• L••	May 1, 2025	Jan 1, 2026	245	Bulk transfer	Ibd to ibd
H• B•••• I•••	G•••• P•••• A•••••••• L••	Apr 1, 2021	Apr 1, 2021

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ G•••• P•••• A•••••••• L••Registered adviserregistration: previous registration
Apr 1, 2021 to May 1, 2025factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Nov 28, 2016 to Apr 1, 2021factForm ADV
→ C••••• • A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a03b7e3-6959-66f4-6062-ae3d8d6ec6cf
First observed: Dec 1, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.