RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• M•••• L• G••
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2026 · Reno, Nv
- G•••• P•••• A•••••••• L•• formerApr 1, 2021 to May 1, 2025 · Rockville, Md
- H• B•••• I••• formerNov 28, 2016 to Apr 1, 2021 · Rockville, Md
- C••••• • A••••••••• I••• independent RIADec 11, 2013 to Nov 16, 2016 · Reno, Nv
- G•• A••••••• formerJul 1, 2013 to Nov 26, 2013 · Reno, Nv
- W•••••• • R••• formerDec 1, 2009 to Jan 12, 2011 · Reno, Nv
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left May 1, 2025, registered Jan 1, 2026 (245 days) · corporate re-registration, not a move
- H• B•••• I••• to G•••• P•••• A•••••••• L••left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- C••••• • A••••••••• I••• to H• B•••• I•••left Nov 16, 2016, registered Nov 28, 2016 (12 days) · Other
- G•• A••••••• to C••••• • A••••••••• I•••left Nov 26, 2013, registered Dec 11, 2013 (15 days) · Other
- W•••••• • R••• to G•• A•••••••left Jan 12, 2011, registered Jul 1, 2013 (901 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address