DFX Intelligence

D•• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

D•• C•••••• P•••••••

D•• C•••••• P••••••• LLC, CRD 113609

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:9a1e30d0-f804-00c7-24d3-ec7351799be4

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 11
On other graphs: 1
Observed: Mar 28, 2012 to May 29, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

D•• C•••••• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.27 fund_share=0.17 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $7.6B••• Locked
Discretionary RAUM: $6.9B
Private client RAUM: $2.1Bderived••• Locked
Private client share: 27%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $7.6Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••••• J•••• C•••••••••	n/a	MOUNT KISCO, NY	17	18	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•• A•• W•••• G••••• T•••• • U• L•••• C•• G•••••	Other Private Fund	$474M	May 29, 2026	1	Mar 30, 2023	reported	021-148391
D•• A•• W•••• G••••• T•••• • G••••• G•••••	Other Private Fund	$70.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• J•••••• T•••••	Member	Na	yes	01/2021	May 29, 2026	May 29, 2026
H•• S••••••• H•	Member	Na	yes	11/2024	May 29, 2026	May 29, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.6B	$7.1B	6.0%	$6.7B	4.1%	25	25	1	1

Relationships

Advises (5)

→ D•• A•• W•••• G••••• T•••• • U• L•••• C•• G•••••Private fundOther Private Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ D•• A•• W•••• G••••• T•••• • G••••• G•••••Private fundOther Private Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ D•• A•• W•••• G••••• T•••• • I••••••••• G•••••Private fundOther Private Fund, IA, no longer reported
Apr 2, 2018 to Apr 30, 2024factForm ADV
→ D•• A•• W•••• G••••• T•••• • E••••••• M•••••• G•••••

Dated events

Occurred
May 29, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
May 29, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$159M
Occurred
Mar 30, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-3.9B
Occurred
Mar 30, 2023

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a1e30d0-f804-00c7-24d3-ec7351799be4
First observed: Mar 28, 2012
Last observed: May 29, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.