DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•• C•••••• P•••••••
Wealth manager with institutional or fund businessPalm Beach Gardens, FloridaCRD 113609SEC 801-60423websiteIAPD
Legal name D•• C•••••• P••••••• L••
Latest filing May 29, 2026
First filing on the tape Mar 28, 2012 · 37 filings
SEC status approved since Aug 13, 2001
RAUM
$7.6B
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
27%
$2.1B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$7.6B
derived; firm RAUM over IAPD count
Employees
25
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$7.6B as of May 29, 2026
Mar 28, 2012$3.5B then
HNW client RAUM$1.2B as of May 29, 2026
Apr 2, 2018$629M then
State-registered IARs (5.B.3)0 as of May 29, 2026
Mar 25, 20130 then
Employees (5.A)25 as of May 29, 2026
Mar 25, 201321 then
Private funds2 as of May 29, 2026
Mar 28, 20121 then
RAUM +6.0% over the last fiscal year+4.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $7.6BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1,567derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $3.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 32%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 25.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $544M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B20%
- State and municipal entities$1.2B20%
- Pooled investment vehicles$1.2B19%
- Sovereign wealth funds$843M14%
- Individuals$829M13%
- Corporations and businesses$363M5.9%
- Charitable organizations$330M5.4%
- Investment companies$163M2.7%
- Pension and profit-sharing plans$41.9M0.7%
- Individual clients
- 1,157reported
- HNW clients
- 410reported
- Pension plan clients
- 4reported
- Charitable clients
- 29reported
- Accounts
- 2,466reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.4B managedreported
- Custody of client assets
- $544M for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.27 fund_share=0.17 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• J•••• C••••••••• | Mount Kisco, Ny | Apr 15, 2009 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•• A•• W•••• G••••• T•••• • U• L•••• C•• G••••• | Other Private Fund | $474M | 1 | Mar 30, 2023 |
| D•• A•• W•••• G••••• T•••• • G••••• G••••• | Other Private Fund | $70.0M | 16 | Mar 28, 2012 |
| D•• A•• W•••• G••••• T•••• • E••••••• M•••••• G•••••no longer reported | Other Private Fund | $0 | 0 | Apr 2, 2018 |
| D•• A•• W•••• G••••• T•••• • A••• G•••••no longer reported | Other Private Fund | $0 | 0 | Mar 31, 2021 |
| D•• A•• W•••• G••••• T•••• • I••••••••• G•••••no longer reported | Other Private Fund | $0 | 0 | Apr 2, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B•••• J•••••• T••••• · Membercontrolsince 01/2021 · owns less than 5%
- H•• S••••••• H• · Membercontrolsince 11/2024 · owns less than 5%
- K•••• R••••••• S•••• · General Counsel, Chief Compliance Officercontrolsince 01/2011 · owns less than 5%
- M••••• D••••• M•••••• · Deputy Chief Investment Officercontrolsince 08/2020 · owns less than 5%
- M••••••••• S••••••• E••••• · Membercontrolsince 12/2020 · owns 50% to 75%
- M••••• M•••••••• L••• · Chief Operating Officercontrolsince 12/2019 · owns less than 5%
- S••••••••• D•••••• B•••• · Managing Member, Chief Investment Officercontrolsince 12/2020 · owns 50% to 75%
- T•••• S•••••• D•••• · Membercontrolsince 01/2021 · owns less than 5%
- W••••••••• E•••• F••••• · Deputy Chief Investment Officercontrolsince 10/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 29, 2026H•• S••••••• H• (MEMBER) appeared on Schedule A between the filings of 2023-03-30 and 2026-05-29peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 2,211 to 2,466Mar 18, 2025 to Mar 25, 2026
- Charity clients · 21 to 29Mar 18, 2025 to Mar 25, 2026
- Corporate clients · 23 to 22Mar 18, 2025 to Mar 25, 2026
- HNW clients · 400 to 410Mar 18, 2025 to Mar 25, 2026
- Individual clients · 849 to 1,157Mar 18, 2025 to Mar 25, 2026
- Assets in custody · $487M to $544MMar 18, 2025 to Mar 25, 2026
- Discretionary RAUM · $6.5B to $6.9BMar 18, 2025 to Mar 25, 2026
- HNW RAUM · $1.3B to $1.2BMar 18, 2025 to Mar 25, 2026
- Individual RAUM · $689M to $829MMar 18, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $587M to $684MMar 18, 2025 to Mar 25, 2026
- Pension RAUM · $53.4M to $41.9MMar 18, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $1.1B to $1.2BMar 18, 2025 to Mar 25, 2026
- RAUM · $7.1B to $7.6BMar 18, 2025 to Mar 25, 2026
- Wrap assets (manager) · $1.3B to $1.4BMar 18, 2025 to Mar 25, 2026
- Accounts · 2,189 to 2,211Apr 30, 2024 to Mar 18, 2025
- Charity clients · 22 to 21Apr 30, 2024 to Mar 18, 2025
- Corporate clients · 24 to 23Apr 30, 2024 to Mar 18, 2025
- HNW clients · 384 to 400Apr 30, 2024 to Mar 18, 2025
- Individual clients · 813 to 849Apr 30, 2024 to Mar 18, 2025
- Pension plan clients · 6 to 4Apr 30, 2024 to Mar 18, 2025
- Pooled vehicle clients · 11 to 10Apr 30, 2024 to Mar 18, 2025
- Assets in custody · $376M to $487MApr 30, 2024 to Mar 18, 2025
- Employees · 23 to 25Apr 30, 2024 to Mar 18, 2025
- Financial planning clients · unset to Apr 30, 2024 to Mar 18, 2025
- Private funds · 3 to 2Apr 30, 2024 to Mar 18, 2025
- Discretionary RAUM · $6.7B to $6.5BApr 30, 2024 to Mar 18, 2025
- HNW RAUM · $1.0B to $1.3BApr 30, 2024 to Mar 18, 2025
- Individual RAUM · $553M to $689MApr 30, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $469M to $587MApr 30, 2024 to Mar 18, 2025
- Pension RAUM · $194M to $53.4MApr 30, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $915M to $1.1BApr 30, 2024 to Mar 18, 2025
- RAUM · $7.1B to $7.1BApr 30, 2024 to Mar 18, 2025
- Wrap assets (manager) · $1.1B to $1.3BApr 30, 2024 to Mar 18, 2025
- Accounts · 2,374 to 2,189Mar 30, 2023 to Mar 27, 2024
- Charity clients · 37 to 22Mar 30, 2023 to Mar 27, 2024
- Corporate clients · 38 to 24Mar 30, 2023 to Mar 27, 2024
- HNW clients · 389 to 384Mar 30, 2023 to Mar 27, 2024
- Individual clients · 856 to 813Mar 30, 2023 to Mar 27, 2024
- Pension plan clients · 17 to 6Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 14 to 11Mar 30, 2023 to Mar 27, 2024
Signals
9 dated events
- Michael David Mcvey (Deputy Chief Investment Officer) appeared on Schedule A of D•• C•••••• P•••••••Mar 30, 2023 · Control person joined · fact
- Fuller Eric Woodworth (Deputy Chief Investment Officer) appeared on Schedule A of D•• C•••••• P•••••••Mar 30, 2023 · Control person joined · fact
- Thomas Justin Burk (Member) appeared on Schedule A of D•• C•••••• P•••••••Mar 30, 2023 · Control person joined · fact
- D•• C•••••• P••••••• reported RAUM $6.7B, down 37% from $10.6B (2022-03-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- David Steven Tish (Member) appeared on Schedule A of D•• C•••••• P•••••••Mar 30, 2023 · Control person joined · fact
- Lynn Meredith Meyer (Chief Operating Officer) appeared on Schedule A of D•• C•••••• P•••••••Mar 31, 2021 · Control person joined · fact
- D•• C•••••• P••••••• reported RAUM $9.9B, up 25% from $7.9B (2020-06-18 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- D•• C•••••• P••••••• reported RAUM $7.9B, up 29% from $6.1B (2019-03-28 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- D•• C•••••• P••••••• reported RAUM $7.8B, up 28% from $6.1B (2017-03-31 to 2018-04-02)Apr 2, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- D•• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business phone
- 561-618-4000reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 561-618-4252reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 561-618-4260reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/dsm-capital-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-618-4000reportedpublic record, Form ADV, May 29, 2026
- Contact form
- d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.6Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026