DFX Intelligence
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Reading the graph
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Advisor at F••••••
SAN FRANCISCO, CA | Quincy, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• | Independent wealth | Jan 31, 2025 | n/a | yes | Quincy, MA|SAN FRANCISCO, CA | Current employment |
| N•••••••• C•••••• I•• | Former SEC adviser | Jan 29, 2013 | Feb 18, 2025 | no | DERRY, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••••• C•••••• I•• | F•••••• | Feb 18, 2025 | Jan 31, 2025 | -18 | Firm change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jan 12, 2007 | Sep 11, 2006 |
| T• A••••••••• I••••••••• M••••••••• L•• |
| Former SEC adviser |
| Sep 11, 2006 |
| Jan 12, 2007 |
| no |
| BRAINTREE, MA |
| Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Sep 11, 2006 | Jan 12, 2007 | no | BRAINTREE, MA|Boston, MA | Previous registration |
| Firm change after gap |
| Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jan 12, 2007 | Sep 11, 2006 | -123 | Channel change | Other |