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CRD 316462
WAUWATOSA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NICHOLAS JOHN SCHNEIDER | n/a | WAUWATOSA, WI | 1 | 14 | 7 | no |
| GLEN FREDRICK COLWELL | n/a | Whitefish Bay, WI | WAUWATOSA, WI | 0 | 26 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COLWELL, GLEN, FREDRICK | MANAGING PARTNER AND CCO | E | yes | 08/2021 | Jun 8, 2022 | Aug 19, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 6, 2025 | $67.8M | $56.5M | 4 | 2 | 0 | n/a | n/a |
| 2023 | Feb 7, 2024 | $50.5M | $39.0M | 3 | 2 | 0 | n/a | n/a |
| 2022 | Mar 20, 2023 | $31.9M | $31.9M | 6 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $67.8M | $50.5M | 34.3% | n/a | n/a | 4 | 3 | 0 | 0 |