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RIA / WealthAdvisor14 years in industry

NICHOLAS JOHN SCHNEIDER

Advisor at ANEW ADVISORS, LLC

WAUWATOSA, WI

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Search this name across graphsid dfx:ria:4f1a7a6d-aa74-5426-ca62-6ea62a2cebb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ANEW ADVISORS, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 29, 2012
First registration: Oct 6, 2014
Dual registered: no
Other names: NICK JOHN SCHNEIDER
IAPD individual key: 5951113

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ANEW ADVISORS, LLC	Former SEC adviser	Jan 1, 2025	n/a	yes	WAUWATOSA, WI	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Feb 28, 2018	no	MEQUON, WI	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Feb 28, 2018	no	OMAHA, NE	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Feb 26, 2018	Oct 1, 2021	no	WHITEFISH BAY, WI	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 25, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
NICOLET WEALTH MANAGEMENT	Independent wealth	Aug 8, 2016	Dec 12, 2016	no	GREEN BAY, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	May 18, 2016	Oct 31, 2016	no	GREEN BAY, WI	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 6, 2014	May 20, 2016	no	GREEN BAY, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL GROUP, LLC	TD AMERITRADE, INC.	Oct 1, 2021	Feb 27, 2018	-1,312	Firm change after gap	Other
TD AMERITRADE, INC.	ANEW ADVISORS, LLC	Feb 28, 2018	Jan 1, 2025	2,499	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	INDEPENDENT FINANCIAL GROUP, LLC	Feb 28, 2018	Feb 26, 2018	-2	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
NICOLET WEALTH MANAGEMENT	SCOTTRADE INVESTMENT MANAGEMENT	Dec 12, 2016	Jan 25, 2017	44	Firm change	Other
SII INVESTMENTS, INC.	NICOLET WEALTH MANAGEMENT	Oct 31, 2016	Aug 8, 2016	-84	Firm change after gap	Other
INVEST FINANCIAL CORPORATION	SII INVESTMENTS, INC.	May 20, 2016	May 18, 2016	-2	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:2225:WI:2016-05-19	May 20, 2016	May 18, 2016	GREEN BAY, WI	Firm change

Relationships

Registered with (8)

→ ANEW ADVISORS, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Oct 1, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Feb 28, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Feb 28, 2018factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 25, 2017 to Feb 26, 2018factForm ADV
→ NICOLET WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 8, 2016 to Dec 12, 2016factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
May 18, 2016 to Oct 31, 2016factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 6, 2014 to May 20, 2016factForm ADV

Dated events

No dated event names this entity yet.