DFX Intelligence

T••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

T••• N•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Birmingham, AL

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Search this name across graphsid dfx:ria:9a2d73fc-f73a-1184-b546-afcbe5ff1f94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Apr 11, 2022	n/a	yes	Birmingham, AL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Oct 28, 2019	Apr 18, 2022	no	BIRMINGHAM, AL\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 18, 2022	Apr 11, 2022	-7	Firm change	Ibd to ibd
L••• O•• P•••••••	C•••••••• F•••••••• G•••• A•••••••	Dec 31, 2018	Oct 28, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
15708:134139:AL:2022-04-18	Apr 18, 2022	Apr 11, 2022	BIRMINGHAM, AL	Firm change

Relationships

Registered with (7)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 11, 2022 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Oct 28, 2019 to Apr 18, 2022factForm ADV
→ L••• O•• P•••••••Registered adviserregistration: previous registration
Nov 3, 2017 to Dec 31, 2018factForm ADV
→ J•••••• M••••••• W••••• M••••••••• L••

Dated events

Occurred
Apr 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a2d73fc-f73a-1184-b546-afcbe5ff1f94
First observed: May 25, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.