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RIA / WealthAdvisorCertified Financial Planner45 years in industry

SAMUEL DOUGLAS SIMPSON

Advisor at CAPITAL SQUARE, LLC

Waco, TX | ATHENS, TN

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Search this name across graphsid dfx:ria:9a2d7ce9-a382-965b-89eb-34f1d24fcb41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL SQUARE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 11, 1981
First registration: Jul 31, 1993
Dual registered: no
IAPD individual key: 835124

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL SQUARE, LLC	Independent wealth	Jan 6, 2017	n/a	yes	Waco, TX\|ATHENS, TN	Current employment
BELLWETHER INVESTMENT GROUP, LLC	Independent wealth	Aug 25, 2015	Jan 3, 2017	no	CHATTANOOGA, TN\|WACO, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 24, 2015	no	FT. WORTH, TX\|Fort Worth, TX\|WOODWAY, TX\|WOODWAY, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 31, 1993	Jun 1, 2009	no	FT. WORTH, TX\|FORT WORTH, TX\|WACO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BELLWETHER INVESTMENT GROUP, LLC	CAPITAL SQUARE, LLC	Jan 3, 2017	Jan 6, 2017	3	Firm change	Other
MORGAN STANLEY	BELLWETHER INVESTMENT GROUP, LLC	Aug 24, 2015	Aug 25, 2015	1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CAPITAL SQUARE, LLCRegistered adviserregistration: current employment
Jan 6, 2017 to presentfactForm ADV
→ BELLWETHER INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Aug 25, 2015 to Jan 3, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 24, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 31, 1993 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.