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CRD 169588
GLADSTONE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRAD DAVID JACOBSON | n/a | GLADSTONE, NJ | 12 | 32 | 3 | no |
| JOSEPH CONRAD TRUCANO | Certified Financial Planner | GLADSTONE, NJ | 11 | 14 | 2 | yes |
| Matthew Lawrence Biedron | n/a | GLADSTONE, NJ | 9 | 11 | n/a | no |
| JAMES RICHARD LYNCH | n/a | GLADSTONE, NJ | Austin, TX | 8 | 40 | 2 | no |
| Makayla Dale Vazquez | Certified Financial Planner | GLADSTONE, NJ | 1 | 12 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CARAPACE BUFFERED DIVIDEND INCOME FUND SERIES -2 OF CARAPACE FUNDS, LLC | Other Private Fund | $12.6M | Aug 19, 2026 | 31 | Oct 7, 2024 | reported | 021-314219 |
| CARAPACE BUFFERED DIVIDEND INCOME FUND SERIES - 1 OF CARAPACE FUNDS, LLC | Other Private Fund | $12.3M | Aug 19, 2026 | 43 | Oct 7, 2024 | reported | 021-314219 |
| OLIVER LUXXE SMALL CAP EQUITY PRIVATE FUND - A SERIES OF CARAPACE FUNDS, LLC | Other Private Fund | $12.2M | Aug 19, 2026 | 53 | Oct 7, 2024 | reported | 021-314219 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| JACOBSON, BRAD, DAVID | PRINCIPAL & MANAGING MEMBER | E | yes | 05/2014 | Aug 19, 2026 | Aug 19, 2026 |
| FLANAGAN, LAURA, LEE | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | Na | yes | 01/2017 | Feb 8, 2017 | Oct 7, 2024 |
| SHARMA, JOSEPH, MICHAEL | PRINCIPAL & MEMBER | B | yes | 07/2020 | Mar 15, 2019 | Oct 7, 2024 |
| KAMIN, DOUGLAS, ANDREW | CHIEF COMPLIANCE OFFICER | Na | no | 03/2026 | Aug 19, 2026 | Aug 19, 2026 |
| TRUCANO, JOSEPH, CONRAD | DIRECTOR OF FINANCIAL PLANNING | Na | no | 08/2021 | Aug 19, 2026 | Aug 19, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CARAPACE FINANCIAL ADVISORS LLC | n/a | State registered | $106M | N | no | n/a |
| LAURA L. FLANAGAN | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $982M | $920M | 9 | 6 | 1 | 3 | n/a |
| 2024 | Apr 1, 2025 | $864M | $747M | 9 | 6 | 1 | 3 | n/a |
| 2023 | Mar 21, 2024 | $694M | $587M | 9 | 6 | 1 | n/a | n/a |
| 2022 | Mar 7, 2023 | $609M | $500M | 9 | 5 | 1 | n/a | n/a |
| 2021 | Mar 22, 2022 | $659M | $480M | 9 | 5 | 1 | n/a | n/a |
| 2020 | Mar 19, 2021 | $572M | $494M | 9 | 5 | 1 | n/a | n/a |
| 2019 | Mar 19, 2020 | $468M | $436M | 8 | 5 | 1 | n/a | n/a |
| 2018 | Mar 5, 2019 | $425M | $375M | 7 | 5 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $437M | $394M | 7 | 5 | 1 | n/a | n/a |
| 2016 | Feb 17, 2017 | $350M | $277M | 6 | 2 | n/a | n/a | n/a |
| 2015 | Feb 9, 2016 | $350M | $277M | 6 | 2 | n/a | n/a | n/a |
| 2014 | Feb 11, 2015 | $364M | $334M | 6 | 3 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | n/a | n/a | 1 | 0 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.0B | $864M | 15.9% | $609M | 18.0% | 9 | 9 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PARISI GRAY WEALTH MANAGEMENT, LLC | 2 | Oct 6, 2017 | Feb 1, 2017 | GLADSTONE, NJ | Team lift out | Other | 40.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2 | Dec 16, 2016 | Dec 27, 2016 | BAY HEAD, NJ | Team lift out | Other | 0.0% |