DFX Intelligence

J••• 1•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

J••• 1•••• L••

CRD 333033

LITTLETON, CO

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Search this name across graphsid dfx:ria:9a49544c-3a9a-e9b4-f83f-6b2b2783c114

Data as of Aug 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Aug 22, 2024 to Aug 22, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• J•••••• F••••••••	MANAGING MEMBER/CCO	E	yes	03/2024	Aug 22, 2024	Aug 22, 2024

Relationships

Controls (1)

← F••••••• J•••••• F••••••••OwnerMANAGING MEMBER/CCO, ownership code E, individual
Aug 22, 2024 to presentfactForm ADV

Registered with (1)

← J••••• F•••••••• F••••••Advisorregistration: previous registration
Sep 24, 2024 to Dec 3, 2024factForm ADV

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 22, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a49544c-3a9a-e9b4-f83f-6b2b2783c114
First observed: Aug 22, 2024
Last observed: Aug 22, 2024 25 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.