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RIA / WealthAdvisor15 years in industry

JEREMY FREDERICK FAWCETT

Advisor at ARAX ADVISORY PARTNERS

NEW YORK, NY | Littleton, CO

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Search this name across graphsid dfx:ria:43aa2e28-51cf-0604-e702-ed2e58784e84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARAX ADVISORY PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 22, 2011
First registration: Dec 9, 2011
Dual registered: no
Other names: JEREMY FAWCETT
IAPD individual key: 5917547

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARAX ADVISORY PARTNERS	Bd affiliated wealth	Dec 9, 2024	n/a	yes	NEW YORK, NY\|Littleton, CO	Current employment
JOHN 1427, LLC	Former SEC adviser	Sep 24, 2024	Dec 3, 2024	no	LITTLETON, CO	Previous registration
Cedrus	Former SEC adviser	May 27, 2021	Mar 26, 2025	no	LITTLETON, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 8, 2019	May 12, 2021	no	LAKEWOOD, CO	Previous registration
Cedrus	Former SEC adviser	Apr 28, 2017	Jan 10, 2019	no	LITTLETON, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 9, 2011	Apr 12, 2017	no	PARKER, CO\|LAKEWOOD, CO\|LAKEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Cedrus	JOHN 1427, LLC	Mar 26, 2025	Sep 24, 2024	-183	Firm change after gap	RIA to new firm
JOHN 1427, LLC	ARAX ADVISORY PARTNERS	Dec 3, 2024	Dec 9, 2024	6	Firm change	Other
EQUITABLE ADVISORS, LLC	Cedrus	May 12, 2021	May 27, 2021	15	Firm change	Ibd to new firm
Cedrus	EQUITABLE ADVISORS, LLC	Jan 10, 2019	Jan 8, 2019	-2	Firm change	RIA to ibd
EQUITABLE ADVISORS, LLC	Cedrus	Apr 12, 2017	Apr 28, 2017	16	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6627:312878:CO:2021-05-05	May 12, 2021	May 27, 2021	LAKEWOOD, CO	Firm change

Relationships

Registered with (5)

→ ARAX ADVISORY PARTNERSRegistered adviserregistration: current employment
Dec 9, 2024 to presentfactForm ADV
→ CEDRUSRegistered adviserregistration: previous registration
May 27, 2021 to Mar 26, 2025factForm ADV
→ JOHN 1427, LLCRegistered adviserregistration: previous registration
Sep 24, 2024 to Dec 3, 2024factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 8, 2019 to May 12, 2021factForm ADV
→ CEDRUSRegistered adviserregistration: previous registration
Apr 28, 2017 to Jan 10, 2019factForm ADV

Dated events

Occurred
Mar 26, 2025
Advisor changed firm
Jeremy Frederick Fawcett left Cedrus for John 1427, Llc (registered 2024-09-24)
Form ADVobserved 4 days ago
Occurred
Dec 3, 2024
Advisor changed firm
Jeremy Frederick Fawcett left John 1427, Llc for Arax Advisory Partners (registered 2024-12-09)
Form ADVobserved 4 days ago