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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

EQUISTAR WEALTH MANAGEMENT LLC

CRD 148445

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a59a572-2c16-fa91-613d-a1cd506c8d25

Data as of Feb 21, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 6
On other graphs: 0
Observed: Feb 9, 2016 to Feb 21, 2024
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $166MItem 5.F on the latest filing (2024-02-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $163M
Private client RAUM: $166MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 166
Individual clients: 43
High net worth clients: 5
SEC number: 801-107279
CRD: 148445
Filings on the tape: 13
First filed: Feb 9, 2016
Latest filed: Feb 21, 2024
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLEMING, JENNY, GIPSON	MANAGING MEMBER/CCO	D	yes	09/2008	Feb 9, 2016	Feb 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 21, 2024	$166M	$163M	2	2	0	n/a	n/a
2022	Feb 16, 2023	$146M	$144M	2	1	0	n/a	n/a
2021	Mar 10, 2022	$205M	$203M	3	2	0	n/a	n/a
2020	Mar 25, 2021	$177M	$175M	3	2	0	n/a	n/a
2019	Feb 25, 2020	$158M	$158M	3	2	0	n/a	n/a
2018	Feb 20, 2019	$137M	$137M	3	2	0	n/a	n/a
2017	Jan 19, 2018	$172M	$172M	2	2	0	n/a	n/a
2016	Mar 23, 2017	$107M	$107M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$166M	$146M	13.5%	$177M	-2.2%	2	2	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AVIDIAN WEALTH SOLUTIONS	2	May 21, 2024	May 21, 2024	AUSTIN, TX	Team lift out	RIA to RIA	100.0%

Relationships

Controls (1)

← FLEMING, JENNY, GIPSONOwnerMANAGING MEMBER/CCO, ownership code D, individual
Feb 9, 2016 to presentfactForm ADV

Registered with (3)

← JENNY GIPSON FLEMINGAdvisorregistration: previous registration
Oct 6, 2008 to May 24, 2024factForm ADV
← LAURA BETH VOLLRATHAdvisorregistration: previous registration
Mar 24, 2023 to May 21, 2024factForm ADV
← SARA LEIGH SEELYAdvisorregistration: previous registration
Apr 15, 2013 to Sep 30, 2022factForm ADV

Moved with (1)

→ AVIDIAN WEALTH SOLUTIONSRegistered adviser2 advisors, team lift out
May 21, 2024 to May 21, 2024factForm ADV

Dated events

Occurred
May 24, 2024
Advisor changed firm
Jenny Gipson Fleming left Equistar Wealth Management Llc for Avidian Wealth Solutions (registered 2024-05-21)
Form ADVobserved 4 days ago
Occurred
May 21, 2024
Team lift-out
2 advisors left Equistar Wealth Management LLC (Austin, TX) for Avidian Wealth Solutions within 3 days
Form ADVobserved 3 days ago
2 advisors
Occurred
May 21, 2024
Advisor changed firm
Laura Beth Vollrath left Equistar Wealth Management Llc for Avidian Wealth Solutions (registered 2024-05-21)
Form ADVobserved 4 days ago
Occurred
Oct 18, 2022
Control person left
Leigh Sara Seely (Member) no longer on Schedule A of Equistar Wealth Management Llc (listed 2022-03-10, absent 2022-10-18)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2022
Advisor changed firm
Sara Leigh Seely left Equistar Wealth Management Llc for Waterloo Capital (registered 2022-10-03)
Form ADVobserved 4 days ago
Occurred
Feb 9, 2016
First Form ADV filing
Equistar Wealth Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a59a572-2c16-fa91-613d-a1cd506c8d25
First observed: Feb 9, 2016
Last observed: Feb 21, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EQUISTAR WEALTH MANAGEMENT LLC

CRD 148445

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a59a572-2c16-fa91-613d-a1cd506c8d25

Data as of Feb 21, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLEMING, JENNY, GIPSON

MANAGING MEMBER/CCO

yes

09/2008

Feb 9, 2016

Feb 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 21, 2024

$166M

$163M

n/a

2022

Feb 16, 2023

$146M

$144M

n/a

2021

Mar 10, 2022

$205M

$203M

n/a

2020

Mar 25, 2021

$177M

$175M

n/a

2019

Feb 25, 2020

$158M

n/a

2018

Feb 20, 2019

$137M

n/a

2017

Jan 19, 2018

$172M

n/a

2016

Mar 23, 2017

$107M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$166M

$146M

13.5%

$177M

-2.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AVIDIAN WEALTH SOLUTIONS

May 21, 2024

AUSTIN, TX

Team lift out

RIA to RIA

100.0%