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RIA / WealthAdvisorChartered Financial Analyst24 years in industry

SARA LEIGH SEELY

Advisor at WATERLOO CAPITAL

AUSTIN, TX

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Search this name across graphsid dfx:ria:d4146381-5840-9db0-01fb-283d2d5fac84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WATERLOO CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Feb 20, 2002
First registration: Feb 21, 2002
Dual registered: no
Other names: SARA LEIGH WEISS
IAPD individual key: 4471515

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WATERLOO CAPITAL	Independent wealth	Oct 3, 2022	n/a	yes	AUSTIN, TX	Current employment
EQUISTAR WEALTH MANAGEMENT LLC	Former SEC adviser	Apr 15, 2013	Sep 30, 2022	no	AUSTIN, TX	Previous registration
MASLOW WEALTH ADVISORS	Independent wealth	Dec 2, 2008	Apr 23, 2013	no	AUSTIN, TX	Previous registration
EKLEKTIKOS CAPITAL MANAGEMENT, LP	n/a	Aug 10, 2005	Sep 8, 2008	no	AUSTIN, TX	Previous registration
WATERSTREET INVESTMENT CONSULTANTS, LLC	n/a	Sep 17, 2004	Sep 8, 2008	no	AUSTIN, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2002	Oct 4, 2004	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUISTAR WEALTH MANAGEMENT LLC	WATERLOO CAPITAL	Sep 30, 2022	Oct 3, 2022	3	Firm change	RIA to RIA
MASLOW WEALTH ADVISORS	EQUISTAR WEALTH MANAGEMENT LLC	Apr 23, 2013	Apr 15, 2013	-8	Firm change	Other
WATERSTREET INVESTMENT CONSULTANTS, LLC	EKLEKTIKOS CAPITAL MANAGEMENT, LP	Sep 8, 2008	Aug 10, 2005	-1,125	Firm change after gap	Other
EKLEKTIKOS CAPITAL MANAGEMENT, LP	MASLOW WEALTH ADVISORS	Sep 8, 2008	Dec 2, 2008	85	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	WATERSTREET INVESTMENT CONSULTANTS, LLC	Oct 4, 2004	Sep 17, 2004	-17	Firm change	Other

Relationships

Registered with (6)

→ WATERLOO CAPITALRegistered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ EQUISTAR WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 15, 2013 to Sep 30, 2022factForm ADV
→ MASLOW WEALTH ADVISORSRegistered adviserregistration: previous registration
Dec 2, 2008 to Apr 23, 2013factForm ADV
→ WATERSTREET INVESTMENT CONSULTANTS, LLCRegistered adviserregistration: previous registration
Sep 17, 2004 to Sep 8, 2008factForm ADV
→ EKLEKTIKOS CAPITAL MANAGEMENT, LPRegistered adviserregistration: previous registration
Aug 10, 2005 to Sep 8, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2002 to Oct 4, 2004factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
Sara Leigh Seely left Equistar Wealth Management Llc for Waterloo Capital (registered 2022-10-03)
Form ADVobserved 4 days ago