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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ANDREA GAETANO AVITABILE

Advisor at PARK AVENUE SECURITIES LLC

FLUSHING, NY | Stamford, CT

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 7
Exams: S63|S65
First exam: Oct 10, 2002
First registration: Jan 1, 2008
Dual registered: yes, broker-dealer
Other names: ANDREA GAETANO DOUGHERTY|ANDREA L GAETANO|ANDREA LYNDA GAETANO|ANDREA AVITABILE
IAPD individual key: 1673177

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 17, 2026	n/a	yes	Stamford, CT\|FLUSHING, NY	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Feb 19, 2026	no	STAMFORD, CT\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|SMITHFIELD, RI\|STAMFORD, CT	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 6, 2016	Jul 13, 2018	no	NEW YORK, NY\|MERRIMACK, NH	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 17, 2013	Jun 6, 2016	no	New York City, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Jan 1, 2008	Jan 27, 2009	no	WAPPINGERS FALLS, NY\|SLOATSBURG, NY\|MIDDLETOWN, NY\|SUFFERN, NY\|TAPPAN, NY\|BARDONIA, NY\|MIDDLETOWN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	PARK AVENUE SECURITIES LLC	Feb 19, 2026	Apr 17, 2026	57	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Jun 6, 2016	Jul 6, 2016	30	Firm change	Ibd to ibd
HSBC SECURITIES (USA) INC.	CHARLES SCHWAB & CO., INC.	Jan 27, 2009	Sep 17, 2013	1,694	Firm change after gap	Other

Relationships

Registered with (5)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Feb 19, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 17, 2013 to Jun 6, 2016factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Jan 1, 2008 to Jan 27, 2009factForm ADV

Dated events

Occurred
Feb 19, 2026
Advisor changed firm
Andrea Gaetano Avitabile left Strategic Advisers Llc for Park Avenue Securities Llc (registered 2026-04-17)
Form ADVobserved 5 days ago