RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• G•••••• A••••••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Apr 17, 2026 · Stamford, Ct
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Feb 19, 2026 · Stamford, Ct
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDJul 6, 2016 to Jul 13, 2018 · New York, Ny
- C•••••• S••••• • C••• I••• national BDSep 17, 2013 to Jun 6, 2016 · New York City, Ny
- H••• S••••••••• •••• I••• BD affiliatedJan 1, 2008 to Jan 27, 2009 · Wappingers Falls, Ny
- S•••••••• A••••••• L•• to P••• A••••• S••••••••• L••left Feb 19, 2026, registered Apr 17, 2026 (57 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••left Jun 6, 2016, registered Jul 6, 2016 (30 days) · Affiliated broker-dealer or bank to another
- H••• S••••••••• •••• I••• to C•••••• S••••• • C••• I•••left Jan 27, 2009, registered Sep 17, 2013 (1694 days) · Other
- A••••• G•••••• A•••••••• left S•••••••• A••••••• L•• for P••• A••••• S••••••••• L•• (registered 2026-04-17)Feb 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address