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A••••••• H••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A••••••• H••••••• M••••••••• L••

CRD 293116

NEW YORK, NY

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Search this name across graphsid dfx:ria:9a6fa6d5-ef36-68f9-3139-f5ae3198fbc3

Data as of May 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 6
On other graphs: 2
Observed: Sep 28, 2020 to May 12, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••• H••••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

A••••••• H••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.8BItem 5.F on the latest filing (2026-05-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• H••••••• I• L•••	Private Equity Fund	$561M	Mar 29, 2024	7	Mar 31, 2023	reported	n/a
A••••••• H••••••• I•• L•••	Private Equity Fund	$281M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• B•••••••• A••••••••	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER	Na	yes	06/2020	Sep 28, 2020	Mar 29, 2024
S••••• R•••••••••	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	Na	yes	05/2017	Sep 28, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• H••••••• I••••••••• M••••••••• L••	n/a	Institutional manager	$27B	N	yes	n/a
A••••••• H••••••• I• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.7B	4.4%	$796M	30.8%	64	38	0	1

Relationships

Affiliated with (2)

→ A••••••• H••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← A••••••• H••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (4)

→ A••••••• H••••••• I• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ A••••••• H••••••• I• L•••

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
A••••••• H••••••• M••••••••• L•• reported RAUM $1.7B, up 68% from $1.0B (2025-01-30 to 2025-03-31)
Form ADVobserved 7 days ago
$689M
Occurred
Mar 29, 2024
Regulatory AUM changed
A••••••• H••••••• M••••••••• L•• reported RAUM $1.0B, down 27% from $1.4B (2023-05-02 to 2024-03-29)
Form ADVobserved 7 days ago
$-386M
Occurred
May 2, 2023
Regulatory AUM changed
A••••••• H••••••• M••••••••• L•• reported RAUM $1.4B, up 76% from $796.0M (2023-03-31 to 2023-05-02)
Form ADVobserved 7 days ago
$608M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a6fa6d5-ef36-68f9-3139-f5ae3198fbc3
First observed: Sep 28, 2020
Last observed: May 12, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.