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CRD 292769
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| GALLATIN CLO IX 2018-1, LTD. | Securitized Asset Fund | $472M | Oct 18, 2024 | 4 | Apr 8, 2019 | reported | n/a |
| GALLATIN CLO X 2023-1, LTD | Securitized Asset Fund | $400M | Oct 18, 2024 | 2 | Mar 29, 2024 | reported | n/a |
| AQUARIAN FA OPPORTUNITIES I LP | Private Equity Fund | $188M | Oct 18, 2024 | 4 | Mar 29, 2024 | reported | 021-494697 |
| GALLATIN CLO VIII 2017-1, LTD. | Securitized Asset Fund | $121M | Oct 18, 2024 | 4 | Mar 31, 2018 | reported | n/a |
| AQUARIAN FA FUND II LP | Private Equity Fund | $50.1M | Oct 18, 2024 | 4 | Mar 29, 2024 | reported | 021-494700 |
| AQUARIAN FA FUND III LP | Private Equity Fund | $50.1M | Oct 18, 2024 | 4 | Mar 29, 2024 | reported | 021-494703 |
| AQUARIAN FA FUND I LP | Private Equity Fund | $50.1M | Oct 18, 2024 | 4 | Mar 29, 2024 | reported | 021-494699 |
| AQUARIAN FA FUND IV LP | Private Equity Fund | $38.6M | Oct 18, 2024 | 4 | Mar 29, 2024 | reported | 021-494706 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AQUARIAN HOLDINGS LLC | Member | E | yes | 05/2017 | Jun 7, 2018 | Oct 18, 2024 |
| GOODMAN, BENJAMIN, ALEXANDER | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | Na | yes | 06/2020 | Jun 22, 2020 | Oct 18, 2024 |
| HEDGEROW AQU AIV UB BUSINESS TRUST | Member | D | yes | 08/2020 | Sep 28, 2020 | Oct 18, 2024 |
| REDBIRD SERIES 2019 GENPAR LLC | Trustee | F | yes | 08/2020 | Sep 28, 2020 | Oct 18, 2024 |
| SAHAY, RUDRABHISHEK | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | Na | yes | 05/2017 | Jun 7, 2018 | Oct 18, 2024 |
| THE KELMSCOTT CORPORATION | Trustee | F | yes | 11/2018 | Nov 30, 2018 | Oct 18, 2024 |
| THE TAURUS TRUST | Member | D | yes | 11/2018 | Nov 30, 2018 | Oct 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| AQUARIAN HOLDINGS MANAGEMENT LLC | n/a | Asset manager | $1.8B | N | yes | n/a |
| AQUARIAN HOLDINGS I GP LLC | n/a | n/a | n/a | N | yes | n/a |
| AQUARIAN HOLDINGS II GP LLC | n/a | n/a | n/a | N | yes | n/a |
| AQUARIAN HOLDINGS III GP LLC | n/a | n/a | n/a | N | yes | n/a |
| AQUARIAN HOLDINGS IV GP LLC | n/a | n/a | n/a | N | yes | n/a |
| HUDSON LIFE & ANNUITY COMPANY | n/a | n/a | n/a | N | yes | n/a |
| INVESTORS HERITAGE LIFE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| SOMERSET REINSURANCE LTD. | n/a | n/a | n/a | N | yes | n/a |
| THE KELMSCOTT CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $27B | $26B | 88 | 41 | 1 | 12 | n/a |
| 2024 | Mar 31, 2025 | $21B | $21B | 56 | 34 | 1 | 11 | n/a |
| 2023 | Mar 29, 2024 | $14B | $14B | 45 | 45 | 0 | 8 | $1.4B |
| 2022 | Mar 31, 2023 | $5.9B | $5.9B | 31 | 31 | 0 | 2 | $772M |
| 2021 | Mar 31, 2022 | $2.2B | $2.2B | 25 | 25 | 0 | 2 | $849M |
| 2020 | Mar 31, 2021 | $932M | $932M | 9 | 9 | 0 | n/a | n/a |
| 2019 | Mar 25, 2020 | $888M | $888M | 7 | 7 | 0 | 3 | $81.2M |
| 2018 | Mar 25, 2019 | $801M | $801M | 6 | 5 | 0 | 1 | $48.5M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $27B | $21B | 29.0% | $5.9B | 65.0% | 88 | 56 | 0 | 1 |