F••••• M•••••••

Advisor at L•••••• S•• I••••••••• A•••••••• L•••••

ELMHURST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a741299-a2b2-189a-36e1-b91d16fc777c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S•• I••••••••• A•••••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 5, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S•• I••••••••• A•••••••• L•••••	Bd affiliated wealth	Sep 3, 2026	n/a	yes	ELMHURST, IL	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Oct 21, 2019	Jul 21, 2020	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	L•••••• S•• I••••••••• A•••••••• L•••••	Jul 21, 2020	Sep 3, 2026	2,235	Firm change after gap	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•• C•••••• M••••••• L••	Oct 22, 2019	Oct 21, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:31194:CO:2019-10-22	Oct 22, 2019	Oct 21, 2019	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (3)

→ L•••••• S•• I••••••••• A•••••••• L•••••Registered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Oct 21, 2019 to Jul 21, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 5, 2016 to Oct 22, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a741299-a2b2-189a-36e1-b91d16fc777c
First observed: Jan 19, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.