DFX Intelligence

M••• P••• D• G••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

M••• P••• D• G••••• J•••••

Advisor at S••••••••• C••••••• I•••

MONROVIA, CA

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Search this name across graphsid dfx:ria:9a7b47e2-3b4e-fc42-4c5d-53cb8d22691e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• C••••••• I•••	Independent wealth	Jan 27, 2022	n/a	yes	MONROVIA, CA	Current employment
P•••••• A••••••• I•••	Mixed wealth	Feb 15, 2017	Dec 20, 2021	no	TEMECULA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A••••••• I•••	S••••••••• C••••••• I•••	Dec 20, 2021	Jan 27, 2022	38	Firm change	RIA to RIA
A••••••• A••••••• S•••••••	P•••••• A••••••• I•••	Dec 27, 2016	Feb 15, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
265:14869:CA:2016-03-10	Mar 10, 2016	May 10, 2016	SAN DIEGO, CA	Firm change

Relationships

Registered with (5)

→ S••••••••• C••••••• I•••Registered adviserregistration: current employment
Jan 27, 2022 to presentfactForm ADV
→ P•••••• A••••••• I•••Registered adviserregistration: previous registration
Feb 15, 2017 to Dec 20, 2021factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 10, 2016 to Dec 27, 2016factForm ADV
→ E•• F•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a7b47e2-3b4e-fc42-4c5d-53cb8d22691e
First observed: Mar 25, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.