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L•••• D•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

L•••• D•••• L••••

Advisor at M••••••

El Suegundo, CA | San Diego, CA

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Search this name across graphsid dfx:ria:9a7cb4e2-4934-2317-73bc-be6f02dd1325

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	May 18, 2012	n/a	yes	San Diego, CA\|El Suegundo, CA	Current employment
H• F••••••••	n/a	Jan 23, 2012	Apr 12, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H• F••••••••	M••••••	Apr 12, 2012	May 18, 2012	36	Firm change	Other

Relationships

Registered with (2)

→ M••••••Registered adviserregistration: current employment
May 18, 2012 to presentfactForm ADV
→ H• F••••••••Registered adviserregistration: previous registration
Jan 23, 2012 to Apr 12, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a7cb4e2-4934-2317-73bc-be6f02dd1325
First observed: Jan 23, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.