DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••••• W••••• M••••••••• L••
Aledo, TX | GOLDEN, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• W••••• M••••••••• L•• | Independent wealth | May 11, 2026 | n/a | yes | GOLDEN, CO|Aledo, TX | Current employment |
| W•••••• W••••• M••••••••• L•• | Independent wealth | May 13, 2021 | Jan 6, 2025 | no | GOLDEN, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | W•••••• W••••• M••••••••• L•• | Apr 7, 2021 | May 13, 2021 | 36 | Firm change | Wirehouse to RIA |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 |
| W•••• F•••• A••••••• | Wirehouse | Aug 28, 2013 | Apr 7, 2021 | no | FORT WORTH, TX|FORT WORTH, TX|SAGINAW, TX|ROANOKE, TX | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Apr 5, 2011 | no | LAKE WORTH, TX | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Jul 27, 2010 | Jan 3, 2011 | no | LAKE WORTH, TX | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Apr 2, 2008 | Jul 27, 2010 | no | LAKE WORTH, TX|ADDISON, TX|ADDISON, TX | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| W•••• F•••• A••••••• | W•••• F•••• I••••••••• L•• | Jul 27, 2010 | Jul 27, 2010 | 0 | Firm change | Other |