DFX Intelligence

R•• C•••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R•• C•••• M••••••••• L•

CRD 286236

PARK CITY, UT

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Search this name across graphsid dfx:ria:9a952550-1938-33e2-2753-a49c942d18ad

Data as of Mar 24, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2017 to Mar 24, 2020
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $167M••• Locked
Discretionary RAUM: $167M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•• C•••• M••••• F•••• L•	Hedge Fund	$167M	Mar 24, 2020	15	Jul 25, 2017	reported	021-284533

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• A••••••••• C••••••	MANAGING MEMBER	D	yes	05/2014	Feb 24, 2017	Mar 24, 2020
M•••••• A••••••••• C••••••	LIMITED PARTNER, FOUNDER AND CHIEF INVESTMENT OFFICER	Na	yes	08/2016	Feb 24, 2017	Mar 24, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•• C•••• O•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 24, 2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$167M	$140M	19.5%	n/a	n/a	2	3	0	0

Relationships

Advises (1)

→ R•• C•••• M••••• F•••• L•Private fundHedge Fund, IA
Jul 25, 2017 to presentfactForm ADV

Owns (1)

← M•••••• E•••••• J•••OwnerNON-MANAGING MEMBER, ownership code F, individual
Feb 24, 2017 to presentfactForm ADV

Controls (4)

← M•••••• A••••••••• C••••••OwnerMANAGING MEMBER, ownership code D, individual
Feb 24, 2017 to presentfactForm ADV
←

Dated events

Occurred
Feb 24, 2017
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a952550-1938-33e2-2753-a49c942d18ad
First observed: Feb 24, 2017
Last observed: Mar 24, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.