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R•• C•••• M••••••••• L•

Former SEC-registered adviserFormer SEC adviser1 private funds· Park City, Utah

Former SEC-registered adviser, based in Park City, Utah, reporting $167M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2020-03-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Last reported RAUM: $167M
Advisors: Not applicable
Net advisor flow, 12 months: Not applicable
RAUM change, last fiscal year: +19%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2020-03-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +19% over the last fiscal year, to $167M.
2020-03-24
RAUM a year earlier $140MRAUM now $167M

Every filed figure, and the identifiersCRD 286236 · SEC 801-110081 · 7 filingsShow

CRD 286236SEC 801-110081First filing on the tape Feb 24, 2017, latest Mar 24, 2020IAPD

RAUM

$167M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$167M gross assets

History

7 filings and snapshots on the tape

RAUM$167M as of Mar 24, 2020

Mar 28, 2018$207M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 24, 2020

Mar 28, 20180 then

Employees (5.A)2 as of Mar 24, 2020

Mar 28, 20186 then

Private funds1 as of Mar 24, 2020

Mar 28, 20181 then

RAUM +19% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 24, 2020; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $55.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $167M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$167M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $167M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R•• C•••• M••••• F•••• L•	Hedge Fund	$167M	15	Jul 25, 2017

Owners and control persons

Schedule A and B, latest filing

M•••••• A••••••••• C•••••• · Limited Partner, Founder And Chief Investment Officercontrol
since 08/2016 · owns less than 5%
W•••••• D•••••••• S••••••• · Cco, Coo, Head Of Investor Relationscontrol
since 08/2016 · owns less than 5%
M•••••• A••••••••• C•••••• · Managing Membercontrol
since 05/2014 · owns 50% to 75% of R•• C•••• M••••••••• L••
M•••••• E•••••• J••• · Non-Managing Member
since 05/2014 · owns F of R•• C•••• M••••••••• L••

Entity owners

R•• C•••• M••••••••• L•• · General Partner
direct · owns 75% or more
R•••••• G•••• · Managing Member
indirect · owns 25% to 50% of R•• C•••• M••••••••• L••

Related persons

Schedule D 7.A

R•• C•••• O•••••• G•• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $140M to $167M
Sep 13, 2019 to Mar 24, 2020
Employees · 3 to 2
Sep 13, 2019 to Mar 24, 2020
Discretionary RAUM · $140M to $167M
Sep 13, 2019 to Mar 24, 2020
Pooled vehicle RAUM · $140M to $167M
Sep 13, 2019 to Mar 24, 2020
RAUM · $140M to $167M
Sep 13, 2019 to Mar 24, 2020
Advisory employees · 3 to 2
Sep 14, 2018 to Mar 29, 2019
Assets in custody · $167M to $140M
Sep 14, 2018 to Mar 29, 2019
Discretionary RAUM · $167M to $140M
Sep 14, 2018 to Mar 29, 2019
Pooled vehicle RAUM · $167M to $140M
Sep 14, 2018 to Mar 29, 2019
RAUM · $167M to $140M
Sep 14, 2018 to Mar 29, 2019
Assets in custody · $207M to $167M
Mar 28, 2018 to Sep 14, 2018
Employees · 6 to 3
Mar 28, 2018 to Sep 14, 2018
Discretionary RAUM · $207M to $167M
Mar 28, 2018 to Sep 14, 2018
Pooled vehicle RAUM · $207M to $167M
Mar 28, 2018 to Sep 14, 2018
RAUM · $207M to $167M
Mar 28, 2018 to Sep 14, 2018
Advisory employees · 4 to 3
Jul 25, 2017 to Mar 28, 2018
Pooled vehicle clients · unset to 3.0
Jul 25, 2017 to Mar 28, 2018
Assets in custody · $211M to $207M
Jul 25, 2017 to Mar 28, 2018
Other offices · unset to 0.0
Jul 25, 2017 to Mar 28, 2018
Discretionary RAUM · $211M to $207M
Jul 25, 2017 to Mar 28, 2018
Pooled vehicle RAUM · unset to 207096625.0
Jul 25, 2017 to Mar 28, 2018
RAUM · $211M to $207M
Jul 25, 2017 to Mar 28, 2018
Accounts · unset to 3.0
Feb 24, 2017 to Jul 25, 2017
Assets in custody · unset to 210595843.0
Feb 24, 2017 to Jul 25, 2017
Custody of client assets · false to true
Feb 24, 2017 to Jul 25, 2017
Employees · 7 to 6
Feb 24, 2017 to Jul 25, 2017
Private funds · unset to 1
Feb 24, 2017 to Jul 25, 2017
Discretionary RAUM · unset to 210595843.0
Feb 24, 2017 to Jul 25, 2017
Non-discretionary RAUM · unset to 0.0
Feb 24, 2017 to Jul 25, 2017
RAUM · unset to 210595843.0
Feb 24, 2017 to Jul 25, 2017
Related adviser · true to false
Feb 24, 2017 to Jul 25, 2017

Signals

1 dated events

••• Locked
Feb 24, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026