DFX Intelligence
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Reading the graph
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Advisor at G••••• W••••• A••••••• L••
VIRGINIA BEACH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• W••••• A••••••• L•• | Independent wealth | Jan 23, 2024 | n/a | yes | VIRGINIA BEACH, VA | Current employment |
| N•••••• A••••••• | Bd affiliated wealth | Nov 17, 2021 | Feb 1, 2024 | no | NEW ORLEANS, LA|Virginia Beah, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••• A••••••• | G••••• W••••• A••••••• L•• | Feb 1, 2024 | Jan 23, 2024 | -9 | Firm change | Ibd to new firm |
| T••••• A••••••• S•••••••• I••• | N•••••• A••••••• | Nov 17, 2021 | Nov 17, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171351:328641:VA:2024-02-01 | Feb 1, 2024 | Jan 23, 2024 | VIRGINIA BEAH, VA | Firm change |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Mar 2, 2021 | Nov 17, 2021 | no | ATLANTA, GA|VIRGINIA BEACH, VA | Previous registration |
| B••• S••••••••• L•• | Former SEC adviser | Jan 2, 2013 | Mar 2, 2021 | no | VIRGINIA BEACH, VA|RICHMOND, VA | Previous registration |
| S•••• • S••••••••• L•• | Former SEC adviser | Jan 3, 2008 | Jan 2, 2013 | no | VIRGINIA BEACH, VA | Previous registration |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Mar 2, 2004 | Jan 2, 2008 | no | CHARLOTTE, NC|NORFOLK, VA|CHARLOTTE, NC | Previous registration |
| B••• A•••• M••••••••• I••• | n/a | Mar 12, 2003 | Mar 2, 2004 | no | RALEIGH, NC | Previous registration |
| 0 |
| Firm change |
| Ibd to ibd |
| B••• S••••••••• L•• | T••••• A••••••• S•••••••• I••• | Mar 2, 2021 | Mar 2, 2021 | 0 | Bulk transfer | Ibd to ibd |
| S•••• • S••••••••• L•• | B••• S••••••••• L•• | Jan 2, 2013 | Jan 2, 2013 | 0 | Bulk transfer | Other |
| B••• I••••••••• S•••••••• I••• | S•••• • S••••••••• L•• | Jan 2, 2008 | Jan 3, 2008 | 1 | Firm change | Other |
| B••• A•••• M••••••••• I••• | B••• I••••••••• S•••••••• I••• | Mar 2, 2004 | Mar 2, 2004 | 0 | Firm change | Other |