DFX Intelligence

Data Factory

M••• T••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor40 years in industry

M••• T••• L•••••

Advisor at C• A••••••• S•••••••

WILLIAMSTON, MI | Tulsa, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a95c307-82b4-6637-12bf-b777eac0299d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C• A••••••• S•••••••	Independent wealth	Jul 6, 2017	n/a	yes	Tulsa, OK\|WILLIAMSTON, MI	Current employment
A••••••••• F•••••••• S•••••••• L•••••	n/a	Jan 7, 2010	Nov 9, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L•••••	C• A••••••• S•••••••	Nov 9, 2018	Jul 6, 2017	-491	Firm change after gap	Other

Relationships

Registered with (2)

→ C• A••••••• S•••••••Registered adviserregistration: current employment
Jul 6, 2017 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L•••••Registered adviserregistration: previous registration
Jan 7, 2010 to Nov 9, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a95c307-82b4-6637-12bf-b777eac0299d
First observed: Jan 7, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.