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Advisor at GRADIENT WEALTH MANAGEMENT
ARDEN HILLS, MN | Cottage Grove, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GRADIENT WEALTH MANAGEMENT | Bd affiliated wealth | Oct 22, 2024 | n/a | yes | Cottage Grove, MN|ARDEN HILLS, MN | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | Nov 1, 2024 | no | OAKDALE, MN|COTTAGE GROVE, MN | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Nov 6, 2013 | Sep 1, 2023 | no | OAKDALE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | GRADIENT WEALTH MANAGEMENT | Nov 1, 2024 | Oct 22, 2024 | -10 | Firm change | Ibd to ibd |
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:127701:MN:2024-11-01 | Nov 1, 2024 | Oct 22, 2024 | COTTAGE GROVE, MN | Firm change |