DFX Intelligence

N••••••• A••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

N••••••• A••• O••••••

Advisor at C•••••• W••••• P•••••••• L••

CONCORD, NC

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Search this name across graphsid dfx:ria:9a9d7ec0-a449-509a-0ebc-09411cc965c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• P•••••••• L••	State registered	Mar 19, 2024	n/a	yes	CONCORD, NC	Current employment
S••••• W••••• P•••••••	Independent wealth	Apr 27, 2023	Mar 16, 2024	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• P•••••••	C•••••• W••••• P•••••••• L••	Mar 16, 2024	Mar 19, 2024	3	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ C•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Mar 19, 2024 to presentfactForm ADV
→ S••••• W••••• P•••••••Registered adviserregistration: previous registration
Apr 27, 2023 to Mar 16, 2024factForm ADV

Dated events

Occurred
Mar 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a9d7ec0-a449-509a-0ebc-09411cc965c3
First observed: Apr 27, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.