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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SPARTA WEALTH PARTNERS

TOTAL SOLUTIONS ENTERPRISE LLC, CRD 318036

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8f9358e-e991-d645-ec66-ea9a43d81709

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 7
On other graphs: 0
Observed: Dec 15, 2021 to Aug 4, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $316MItem 5.F on the latest filing (2026-08-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $291M
Private client RAUM: $281MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $45.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 696
Individual clients: 78
High net worth clients: 112
SEC number: 801-123050
CRD: 318036
Filings on the tape: 22
First filed: Dec 15, 2021
Latest filed: Aug 4, 2026
Organised: Limited Liability Company, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID BLAIR THOMPSON	n/a	CHARLOTTE, NC	4	20	6	yes
Lori Fleischhacker Copeland	n/a	CHARLOTTE, NC	3	18	1	no
THOMAS J RANDT	n/a	CHARLOTTE, NC \| Mesa, AZ	1	10	2	no
MATTHEW A NOVAK	Certified Financial Planner	Inlet Beach, FL \| CHARLOTTE, NC	1	13	2	yes
Ori Elyse Boucvalt	n/a	CHARLOTTE, NC	1	10	n/a	no
Jamie Myers Esler	Certified Financial Planner	CHARLOTTE, NC	0	12	2	no
Joseph Bear Bogdan	n/a	CHARLOTTE, NC	0	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
THOMPSON, DAVID, BLAIR	President	E	yes	01/2020	Dec 15, 2021	Sep 25, 2024
THOMPSON, DAVID, BLAIR	PRESIDENT, CCO	Na	yes	01/2020	Dec 15, 2021	Sep 25, 2024
TOTAL SOLUTIONS ENTERPRISE HOLDINGS, LLC	Owner	E	yes	01/2020	Dec 15, 2021	Sep 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$305M	$275M	8	8	2	n/a	n/a
2024	Apr 27, 2025	$265M	$265M	5	5	3	n/a	n/a
2023	Mar 30, 2024	$219M	$219M	3	3	2	n/a	n/a
2022	Mar 31, 2023	$194M	$194M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	3	-2	42.9%	0	0	0	4	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$316M	$265M	19.0%	$194M	17.6%	8	5	0	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FORTRESS PRIVATE LEDGER, LLC	2	Jun 16, 2026	Jun 19, 2026	CHARLOTTE, NC	Team lift out	RIA to RIA	28.6%

Relationships

Registered with (12)

← Joseph Bear BogdanAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Jamie Myers EslerAdvisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← Ori Elyse BoucvaltAdvisorregistration: current employment
Jul 1, 2025 to presentfactForm ADV
← MATTHEW A NOVAKAdvisorregistration: current employment
Apr 14, 2025 to presentfactForm ADV
← THOMAS J RANDTAdvisorregistration: current employment
Oct 2, 2024 to presentfactForm ADV
← Lori Fleischhacker CopelandAdvisorregistration: current employment
Mar 8, 2023 to presentfactForm ADV
← DAVID BLAIR THOMPSONAdvisorregistration: current employment
Apr 18, 2022 to presentfactForm ADV
← David Lewis MonkAdvisorregistration: previous registration
Dec 17, 2024 to Jun 16, 2026factForm ADV
← Kristopher Alexander RoperAdvisorregistration: previous registration
Jul 3, 2025 to Jun 16, 2026factForm ADV
← ANDREW BRET BURQUESTAdvisorregistration: previous registration
Feb 16, 2022 to Mar 8, 2025factForm ADV
← Nicholas Alan O'KellyAdvisorregistration: previous registration
Apr 27, 2023 to Mar 16, 2024factForm ADV
← NATHAN DANIEL GOADAdvisorregistration: previous registration
Mar 2, 2022 to Dec 13, 2022factForm ADV

Moved with (1)

→ FORTRESS PRIVATE LEDGER, LLCRegistered adviser2 advisors, team lift out, same day
Jun 16, 2026 to Jun 19, 2026factForm ADV

Controls (2)

← THOMPSON, DAVID, BLAIROwnerPRESIDENT, ownership code E, individual
Dec 15, 2021 to Sep 25, 2024factForm ADV
← TOTAL SOLUTIONS ENTERPRISE HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Dec 15, 2021 to Sep 25, 2024factForm ADV

Dated events

Occurred
Jun 16, 2026
Team lift-out
2 advisors left Sparta Wealth Partners (Charlotte, NC) for Fortress Private Ledger, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jun 16, 2026
Advisor changed firm
David Lewis Monk left Sparta Wealth Partners for Fortress Private Ledger, Llc (registered 2026-06-19)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2026
Advisor changed firm
Kristopher Alexander Roper left Sparta Wealth Partners for Fortress Private Ledger, Llc (registered 2026-06-18)
Form ADVobserved 4 days ago
Occurred
Mar 8, 2025
Advisor changed firm
Andrew Bret Burquest left Sparta Wealth Partners for Njord Capital, Llc (registered 2025-03-04)
Form ADVobserved 4 days ago
Occurred
Mar 16, 2024
Advisor changed firm
Nicholas Alan O'Kelly left Sparta Wealth Partners for Cadence Wealth Partners, Llc (registered 2024-03-19)
Form ADVobserved 4 days ago
Occurred
Dec 13, 2022
Advisor changed firm
Nathan Daniel Goad left Sparta Wealth Partners for Alden Investment Group (registered 2022-07-28)
Form ADVobserved 4 days ago
Occurred
Dec 15, 2021
First Form ADV filing
Total Solutions Enterprise filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8f9358e-e991-d645-ec66-ea9a43d81709
First observed: Dec 15, 2021
Last observed: Aug 4, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPARTA WEALTH PARTNERS

TOTAL SOLUTIONS ENTERPRISE LLC, CRD 318036

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8f9358e-e991-d645-ec66-ea9a43d81709

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID BLAIR THOMPSON

n/a

CHARLOTTE, NC

yes

Lori Fleischhacker Copeland

n/a

CHARLOTTE, NC

THOMAS J RANDT

n/a

CHARLOTTE, NC | Mesa, AZ

MATTHEW A NOVAK

Certified Financial Planner

Inlet Beach, FL | CHARLOTTE, NC

yes

Ori Elyse Boucvalt

n/a

CHARLOTTE, NC

n/a

Jamie Myers Esler

Certified Financial Planner

CHARLOTTE, NC

Joseph Bear Bogdan

n/a

CHARLOTTE, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

THOMPSON, DAVID, BLAIR

President

yes

01/2020

Dec 15, 2021

Sep 25, 2024

THOMPSON, DAVID, BLAIR

PRESIDENT, CCO

yes

01/2020

Dec 15, 2021

Sep 25, 2024

TOTAL SOLUTIONS ENTERPRISE HOLDINGS, LLC

Owner

yes

01/2020

Dec 15, 2021

Sep 25, 2024

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$305M

$275M

n/a

2024

Apr 27, 2025

$265M

n/a

2023

Mar 30, 2024

$219M

n/a

2022

Mar 31, 2023

$194M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

42.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$316M

$265M

19.0%

$194M

17.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FORTRESS PRIVATE LEDGER, LLC

Jun 16, 2026

Jun 19, 2026

CHARLOTTE, NC

Team lift out

RIA to RIA

28.6%