DFX Intelligence

K•••• E• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

K•••• E• E•••••••

Advisor at C•••••••

Portland, ME

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Search this name across graphsid dfx:ria:9aa0a49f-82cd-82d0-83c6-197a2535c7be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Nov 21, 2024	n/a	yes	Portland, ME	Current employment
B••••• F•••••••• M••••••••• L••	Former SEC adviser	Jan 21, 2020	Feb 27, 2025	no	Portland, ME\|B•••••, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• F•••••••• M••••••••• L••	C•••••••	Feb 27, 2025	Nov 21, 2024	-98	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
112360:175112:MA:2025-02-18	Feb 27, 2025	Nov 21, 2024	B•••••, MA	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ B••••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 21, 2020 to Feb 27, 2025factForm ADV

Dated events

Occurred
Feb 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9aa0a49f-82cd-82d0-83c6-197a2535c7be
First observed: Jan 21, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.