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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

BOSTON FINANCIAL MANAGEMENT LLC

CRD 112360

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c67bb93b-bb7c-05e3-8c3e-9e2e8b88dc32

Data as of Mar 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 55
Dated events: 40
On other graphs: 1
Observed: Feb 10, 2012 to Mar 5, 2025
45 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Boston Financial Management LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.0BItem 5.F on the latest filing (2025-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.9B
Private client RAUM: $4.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 49
Advisory employees: 26
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3,056
Individual clients: 331
High net worth clients: 779
Custody, client assets: $4.9B
SEC number: 801-11178
CIK: 1053055
CRD: 112360
Filings on the tape: 45
First filed: Feb 10, 2012
Latest filed: Mar 5, 2025
Organised: Limited Liability Company, MA
Website: bfminvest.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, MICHAEL, LAWRENCE	VICE CHAIRMAN, MEMBER	Na	yes	01/2016	Feb 10, 2012	Nov 18, 2024
CLARK, DANA, FARRELL	MANAGING DIRECTOR, MEMBER	Na	yes	01/2016	Feb 10, 2012	Nov 18, 2024
CROSIER, LOUIS, PYLE	PRESIDENT, CEO	A	yes	01/2022	May 20, 2021	Nov 18, 2024
FARINA, TIMOTHY, JAMES	RESEARCH ANALYST, MEMBER	Na	yes	01/2019	Sep 29, 2014	Nov 18, 2024
JUVILER, GEOFFRY, ADOLPHE	MANAGING DIRECTOR, MEMBER	A	yes	01/2016	Feb 10, 2012	Nov 18, 2024
KING, CLARENCE, HOPKINS	MANAGING DIRECTOR, MEMBER	A	yes	04/2016	May 5, 2016	Nov 18, 2024
LYNCH, JONATHAN, D	MANAGING DIRECTOR, MEMBER	A	yes	01/2016	Feb 10, 2012	Nov 18, 2024
MORSE, RICHARD, HARDING	Trustee	F	yes	11/1997	Feb 10, 2012	Nov 18, 2024
MORSE, RICHARD, HARDING	Chairman	Na	yes	11/1997	Feb 10, 2012	Nov 18, 2024
O'NEIL, ALISA, KIM	DIRECTOR OF ESTATE & FINANCIAL PLANNING, MEMBER	Na	yes	01/2019	Jan 16, 2019	Nov 18, 2024
PSYHOGEOS, ABIGAIL, MARR	MANAGING DIRECTOR, MEMBER	A	yes	01/2019	Jul 3, 2018	Nov 18, 2024
REINHART, STACY, AUSTIN	MANAGING DIRECTOR, MEMBER	A	yes	04/2016	May 5, 2016	Nov 18, 2024
RICHARD H. MORSE 1997 TRUST	Member	C	yes	01/2016	Feb 8, 2016	Nov 18, 2024
ROBINSON, TIMOTHY, MICHAEL	RESEARCH ANALYST, MEMBER	Na	yes	01/2019	Jan 16, 2019	Nov 18, 2024
SABLONE, KATHLEEN, MARGARET	DIRECTOR OF WEALTH PLANNING, MEMBER	Na	yes	01/2019	Jan 16, 2019	Nov 18, 2024
SUSAN G. ZIMMERMAN GIFT TRUST 2010	Member	A	yes	01/2016	Mar 23, 2021	Nov 18, 2024
WALSH, BRIAN, J.	MANAGING DIRECTOR, MEMBER	A	yes	01/2019	Mar 16, 2018	Nov 18, 2024
WEAFER, BRAD, MICHAEL	CHIEF INVESTMENT OFFICER, MEMBER	A	yes	01/2016	Sep 27, 2012	Nov 18, 2024
ZAMBRI, CHARLES, J	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER	Na	yes	01/2016	Jul 9, 2015	Nov 18, 2024
ZIMMERMAN, SUSAN, GAUKLER	MANAGING DIRECTOR	Na	yes	01/2016	Feb 10, 2012	Nov 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Portland	Me	United States	4	no
Centerville	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 5, 2025	$5.0B	$4.9B	49	26	0	n/a	n/a
2023	Mar 26, 2024	$4.4B	$4.3B	49	26	2	n/a	n/a
2022	Mar 28, 2023	$3.7B	$3.6B	51	27	3	n/a	n/a
2021	Mar 30, 2022	$3.8B	$3.7B	45	23	2	n/a	n/a
2020	Mar 23, 2021	$3.2B	$3.2B	41	21	2	n/a	n/a
2019	Mar 26, 2020	$2.8B	$2.8B	42	21	2	n/a	n/a
2018	Mar 5, 2019	$2.2B	$2.1B	40	19	1	n/a	n/a
2017	Mar 16, 2018	$2.3B	$2.2B	38	19	1	n/a	n/a
2016	Mar 7, 2017	$1.9B	$1.9B	43	20	n/a	n/a	n/a
2015	Mar 28, 2016	$1.2B	$1.2B	31	14	n/a	n/a	n/a
2014	Sep 29, 2014	$1.3B	$1.3B	37	14	n/a	n/a	n/a
2013	Oct 2, 2013	$1.1B	$1.1B	35	13	n/a	n/a	n/a
2012	Sep 27, 2012	$1.0B	$997M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	6	-6	n/a	0	0	0	1	23

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$5.0B	$4.4B	12.7%	$3.8B	9.7%	49	49	0	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Captrust	6	Oct 3, 2025	Jan 27, 2025	BOSTON, MA	Firm absorbed	Other	100.0%
Captrust	12	Feb 18, 2025	Feb 18, 2025	BOSTON, MA	Firm absorbed	Other	57.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLESLEY INVESTMENT PARTNERS, LLC	3	Oct 30, 2020	May 4, 2022	WELLESLEY, MA	Firm absorbed	RIA to RIA	100.0%
EMERSON INVESTMENT MANAGEMENT LLC	5	May 13, 2016	May 9, 2016	BOSTON, MA	Firm absorbed	Other	100.0%

Relationships

Affiliated with (3)

← CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV
→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV

Registered with (28)

← LOUIS PYLE CROSIERAdvisorregistration: previous registration
May 5, 2021 to Oct 3, 2025factForm ADV
← TIMOTHY MICHAEL ROBINSONAdvisorregistration: previous registration
Oct 4, 2016 to Oct 3, 2025factForm ADV
← BRAD MICHAEL WEAFERAdvisorregistration: previous registration
Nov 9, 2015 to Oct 3, 2025factForm ADV
← TIMOTHY JAMES FARINAAdvisorregistration: previous registration
Nov 9, 2015 to Oct 3, 2025factForm ADV
← JAY NICHOLLSAdvisorregistration: previous registration
Sep 6, 2017 to Oct 3, 2025factForm ADV
← Rylee Marie FeliceAdvisorregistration: previous registration
Oct 4, 2022 to Oct 3, 2025factForm ADV
← ASHER KIELYAdvisorregistration: previous registration
Nov 5, 2024 to May 1, 2025factForm ADV
← Katie E. ExchangeAdvisorregistration: previous registration
Jan 21, 2020 to Feb 27, 2025factForm ADV
← DONNA MARIE SCOTTIAdvisorregistration: previous registration
Sep 29, 2022 to Feb 24, 2025factForm ADV
← ABIGAIL MARR PSYHOGEOSAdvisorregistration: previous registration
Jul 3, 2018 to Feb 18, 2025factForm ADV
← CLARENCE HOPKINS KINGAdvisorregistration: previous registration
May 9, 2016 to Feb 18, 2025factForm ADV
← STEPHEN MCCABEAdvisorregistration: previous registration
Jun 26, 2023 to Feb 18, 2025factForm ADV
← SUSAN GAUKLER ZIMMERMANAdvisorregistration: previous registration
Feb 1, 2016 to Feb 18, 2025factForm ADV
← JONATHAN D LYNCHAdvisorregistration: previous registration
Jul 27, 2010 to Feb 18, 2025factForm ADV
← BRIAN J. WALSHAdvisorregistration: previous registration
Feb 20, 2018 to Feb 18, 2025factForm ADV
← SUSAN BLACKAdvisorregistration: previous registration
May 4, 2022 to Feb 18, 2025factForm ADV
← LAURIE LYNN NOVAKAdvisorregistration: previous registration
Feb 7, 2020 to Feb 18, 2025factForm ADV
← JEREMY SCOTT GLENNAdvisorregistration: previous registration
Jan 25, 2022 to Feb 18, 2025factForm ADV
← JOHN DAVID PINIAdvisorregistration: previous registration
Sep 27, 2023 to Feb 18, 2025factForm ADV
← Timothy John GrayAdvisorregistration: previous registration
Sep 23, 2019 to Feb 18, 2025factForm ADV
← STACY AUSTIN REINHARTAdvisorregistration: previous registration
May 9, 2016 to Feb 18, 2025factForm ADV
← Bradford Arthur GardnerAdvisorregistration: previous registration
May 9, 2016 to Nov 15, 2024factForm ADV
← JONATHAN LONG COTTRELLAdvisorregistration: previous registration
Aug 24, 2022 to Apr 23, 2024factForm ADV
← YVAN PHILIPPE BODARTAdvisorregistration: previous registration
Oct 4, 2022 to Jul 10, 2023factForm ADV
← TAYLOR JOSEPH MORRISONAdvisorregistration: previous registration
Sep 12, 2018 to Jan 16, 2019factForm ADV
← Jennifer A EustanceAdvisorregistration: previous registration
May 9, 2016 to Jun 6, 2018factForm ADV
← JANELL PHILLIPSAdvisorregistration: previous registration
Nov 9, 2015 to May 31, 2017factForm ADV
← David Robert MacDougallAdvisorregistration: previous registration
May 9, 2016 to Jul 11, 2016factForm ADV

Moved with (3)

→ CAPTRUSTRegistered adviser12 advisors, firm absorbed
Feb 18, 2025 to Feb 18, 2025factForm ADV
← WELLESLEY INVESTMENT PARTNERS, LLCRegistered adviser3 advisors, firm absorbed, same day
Oct 30, 2020 to May 4, 2022factForm ADV
← EMERSON INVESTMENT MANAGEMENT LLCRegistered adviser5 advisors, firm absorbed, same day
May 13, 2016 to May 9, 2016factForm ADV

Controls (19)

← PSYHOGEOS, ABIGAIL, MARROwnerMANAGING DIRECTOR, MEMBER, ownership code A, individual
Jul 3, 2018 to Nov 18, 2024factForm ADV
← KING, CLARENCE, HOPKINSOwnerMANAGING DIRECTOR, MEMBER, ownership code A, individual
May 5, 2016 to Nov 18, 2024factForm ADV
← JUVILER, GEOFFRY, ADOLPHEOwnerMANAGING DIRECTOR, MEMBER, ownership code A, individual
Feb 10, 2012 to Nov 18, 2024factForm ADV
← CROSIER, LOUIS, PYLEOwnerPRESIDENT, CEO, ownership code A, individual
May 20, 2021 to Nov 18, 2024factForm ADV
← ZIMMERMAN, SUSAN, GAUKLEROwnerMANAGING DIRECTOR, ownership code NA, individual
Feb 10, 2012 to Nov 18, 2024factForm ADV
← BROWN, MICHAEL, LAWRENCEOwnerVICE CHAIRMAN, MEMBER, ownership code NA, individual
Feb 10, 2012 to Nov 18, 2024factForm ADV
← LYNCH, JONATHAN, DOwnerMANAGING DIRECTOR, MEMBER, ownership code A, individual
Feb 10, 2012 to Nov 18, 2024factForm ADV
← WALSH, BRIAN, J.OwnerMANAGING DIRECTOR, MEMBER, ownership code A, individual
Mar 16, 2018 to Nov 18, 2024factForm ADV
← CLARK, DANA, FARRELLOwnerMANAGING DIRECTOR, MEMBER, ownership code NA, individual
Feb 10, 2012 to Nov 18, 2024factForm ADV
← MORSE, RICHARD, HARDINGOwnerTRUSTEE, ownership code F, individual
Feb 10, 2012 to Nov 18, 2024factForm ADV
← ROBINSON, TIMOTHY, MICHAELOwnerRESEARCH ANALYST, MEMBER, ownership code NA, individual
Jan 16, 2019 to Nov 18, 2024factForm ADV
← WEAFER, BRAD, MICHAELOwnerCHIEF INVESTMENT OFFICER, MEMBER, ownership code A, individual
Sep 27, 2012 to Nov 18, 2024factForm ADV
← FARINA, TIMOTHY, JAMESOwnerRESEARCH ANALYST, MEMBER, ownership code NA, individual
Sep 29, 2014 to Nov 18, 2024factForm ADV
← ZAMBRI, CHARLES, JOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER, ownership code NA, individual
Jul 9, 2015 to Nov 18, 2024factForm ADV
← O'NEIL, ALISA, KIMOwnerDIRECTOR OF ESTATE & FINANCIAL PLANNING, MEMBER, ownership code NA, individual
Jan 16, 2019 to Nov 18, 2024factForm ADV
← SABLONE, KATHLEEN, MARGARETOwnerDIRECTOR OF WEALTH PLANNING, MEMBER, ownership code NA, individual
Jan 16, 2019 to Nov 18, 2024factForm ADV
← REINHART, STACY, AUSTINOwnerMANAGING DIRECTOR, MEMBER, ownership code A, individual
May 5, 2016 to Nov 18, 2024factForm ADV
← RICHARD H. MORSE 1997 TRUSTOwnerMEMBER, ownership code C, domestic entity
Feb 8, 2016 to Nov 18, 2024factForm ADV
← SUSAN G. ZIMMERMAN GIFT TRUST 2010OwnerMEMBER, ownership code A, domestic entity
Mar 23, 2021 to Nov 18, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 3, 2025
Firm absorbed
Boston Financial Management LLC's advisors moved to Captrust (Boston, MA): 6 of 6 registered, on the same day
Form ADVobserved 3 days ago
6 advisors
Occurred
Oct 3, 2025
Advisor changed firm
Timothy Michael Robinson left Boston Financial Management Llc for Captrust (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2025
Advisor changed firm
Rylee Marie Felice left Boston Financial Management Llc for Captrust (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2025
Advisor changed firm
Brad Michael Weafer left Boston Financial Management Llc for Captrust (registered 2025-01-27)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2025
Advisor changed firm
Timothy James Farina left Boston Financial Management Llc for Captrust (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2025
Advisor changed firm
Louis Pyle Crosier left Boston Financial Management Llc for Captrust (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2025
Advisor changed firm
Jay Nicholls left Boston Financial Management Llc for Captrust (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
May 1, 2025
Advisor changed firm
Asher Kiely left Boston Financial Management Llc for Captrust (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Feb 27, 2025
Advisor changed firm
Katie E. Exchange left Boston Financial Management Llc for Captrust (registered 2024-11-21)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2025
Advisor changed firm
Donna Marie Scotti left Boston Financial Management Llc for Captrust (registered 2025-02-18)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Firm absorbed
Boston Financial Management LLC's advisors moved to Captrust (Boston, MA): 12 of 21 registered, within 9 days
Form ADVobserved 3 days ago
12 advisors
Occurred
Feb 18, 2025
Advisor changed firm
Jeremy Scott Glenn left Boston Financial Management Llc for Captrust (registered 2024-11-29)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Stephen Mccabe left Boston Financial Management Llc for Captrust (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Clarence Hopkins King left Boston Financial Management Llc for Captrust (registered 2024-11-25)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Susan Gaukler Zimmerman left Boston Financial Management Llc for Captrust (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Timothy John Gray left Boston Financial Management Llc for Captrust (registered 2024-11-21)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Stacy Austin Reinhart left Boston Financial Management Llc for Captrust (registered 2024-11-25)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
John David Pini left Boston Financial Management Llc for Captrust (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Susan Black left Boston Financial Management Llc for Captrust (registered 2024-12-24)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Abigail Marr Psyhogeos left Boston Financial Management Llc for Captrust (registered 2024-11-21)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Jonathan D Lynch left Boston Financial Management Llc for Captrust (registered 2024-11-25)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Brian J. Walsh left Boston Financial Management Llc for Captrust (registered 2024-11-20)
Form ADVobserved 4 days ago
Occurred
Feb 18, 2025
Advisor changed firm
Laurie Lynn Novak left Boston Financial Management Llc for Captrust (registered 2024-12-24)
Form ADVobserved 4 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Bradford Arthur Gardner left Boston Financial Management Llc for Captrust (registered 2025-07-10)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Jonathan Long Cottrell left Boston Financial Management Llc for Mascoma Wealth Management (registered 2024-04-05)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2024
Control person left
Ann Carol Cusson (Controller, Member) no longer on Schedule A of Boston Financial Management Llc (listed 2023-10-19, absent 2024-03-26)
Form ADVobserved 4 days ago
Occurred
Jul 10, 2023
Advisor changed firm
Yvan Philippe Bodart left Boston Financial Management Llc for F L Putnam Investment Management Co. (registered 2023-11-07)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Control person left
Bradford Gardner (Managing Director, Member) no longer on Schedule A of Boston Financial Management Llc (listed 2022-11-11, absent 2023-03-28)
Form ADVobserved 4 days ago
Occurred
May 20, 2021
Control person joined
Pyle Louis Crosier (President, Ceo) appeared on Schedule A of Boston Financial Management Llc
Form ADVobserved 4 days ago
Occurred
Oct 19, 2020
Control person left
Vincent Stephen Kenney (President, Ceo, Member, Elected Manager) no longer on Schedule A of Boston Financial Management Llc (listed 2020-06-03, absent 2020-10-19)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2020
Regulatory AUM changed
Boston Financial Management Llc reported RAUM $2.8B, up 30% from $2.2B (2019-03-05 to 2020-03-26)
Form ADVobserved 4 days ago
$652M
Occurred
Mar 26, 2020
Control person left
Rose Karen Bottar (Managing Director, Member) no longer on Schedule A of Boston Financial Management Llc (listed 2019-03-05, absent 2020-03-26)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2020
Control person left
Frank Edward Glesmann (Managing Director) no longer on Schedule A of Boston Financial Management Llc (listed 2019-03-05, absent 2020-03-26)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2020
Control person left
Vespucci Kristin Case (Director Of Technology, Member) no longer on Schedule A of Boston Financial Management Llc (listed 2019-03-05, absent 2020-03-26)
Form ADVobserved 4 days ago
Occurred
Jan 16, 2019
Succession filed (Item 4)
Boston Financial Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Jan 16, 2019
Control person joined
Kim Alisa O'Neil (Director Of Estate & Financial Planning, Member) appeared on Schedule A of Boston Financial Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 16, 2019
Control person joined
Margaret Kathleen Sablone (Director Of Wealth Planning, Member) appeared on Schedule A of Boston Financial Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 16, 2019
Control person joined
Michael Timothy Robinson (Research Analyst, Member) appeared on Schedule A of Boston Financial Management Llc
Form ADVobserved 4 days ago

Show 2 bookkeeping events

Occurred
Dec 20, 2025
Boston Financial Management Llc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $5.0B)
Occurred
Mar 5, 2025
Boston Financial Management Llc reported 7 state-registered advisory representatives, down from 25 (2024-11-18 to 2025-03-05)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c67bb93b-bb7c-05e3-8c3e-9e2e8b88dc32
First observed: Feb 10, 2012
Last observed: Mar 5, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOSTON FINANCIAL MANAGEMENT LLC

CRD 112360

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c67bb93b-bb7c-05e3-8c3e-9e2e8b88dc32

Data as of Mar 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, MICHAEL, LAWRENCE

VICE CHAIRMAN, MEMBER

yes

01/2016

Feb 10, 2012

Nov 18, 2024

CLARK, DANA, FARRELL

MANAGING DIRECTOR, MEMBER

yes

01/2016

Feb 10, 2012

Nov 18, 2024

CROSIER, LOUIS, PYLE

PRESIDENT, CEO

yes

01/2022

May 20, 2021

Nov 18, 2024

FARINA, TIMOTHY, JAMES

RESEARCH ANALYST, MEMBER

yes

01/2019

Sep 29, 2014

Nov 18, 2024

JUVILER, GEOFFRY, ADOLPHE

MANAGING DIRECTOR, MEMBER

yes

01/2016

Feb 10, 2012

Nov 18, 2024

KING, CLARENCE, HOPKINS

MANAGING DIRECTOR, MEMBER

yes

04/2016

May 5, 2016

Nov 18, 2024

LYNCH, JONATHAN, D

MANAGING DIRECTOR, MEMBER

yes

01/2016

Feb 10, 2012

Nov 18, 2024

MORSE, RICHARD, HARDING

Trustee

yes

11/1997

Feb 10, 2012

Nov 18, 2024

MORSE, RICHARD, HARDING

Chairman

yes

11/1997

Feb 10, 2012

Nov 18, 2024

O'NEIL, ALISA, KIM

DIRECTOR OF ESTATE & FINANCIAL PLANNING, MEMBER

yes

01/2019

Jan 16, 2019

Nov 18, 2024

PSYHOGEOS, ABIGAIL, MARR

MANAGING DIRECTOR, MEMBER

yes

01/2019

Jul 3, 2018

Nov 18, 2024

REINHART, STACY, AUSTIN

MANAGING DIRECTOR, MEMBER

yes

04/2016

May 5, 2016

Nov 18, 2024

RICHARD H. MORSE 1997 TRUST

Member

yes

01/2016

Feb 8, 2016

Nov 18, 2024

ROBINSON, TIMOTHY, MICHAEL

RESEARCH ANALYST, MEMBER

yes

01/2019

Jan 16, 2019

Nov 18, 2024

SABLONE, KATHLEEN, MARGARET

DIRECTOR OF WEALTH PLANNING, MEMBER

yes

01/2019

Jan 16, 2019

Nov 18, 2024

SUSAN G. ZIMMERMAN GIFT TRUST 2010

Member

yes

01/2016

Mar 23, 2021

Nov 18, 2024

WALSH, BRIAN, J.

MANAGING DIRECTOR, MEMBER

yes

01/2019

Mar 16, 2018

Nov 18, 2024

WEAFER, BRAD, MICHAEL

CHIEF INVESTMENT OFFICER, MEMBER

yes

01/2016

Sep 27, 2012

Nov 18, 2024

ZAMBRI, CHARLES, J

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER

yes

01/2016

Jul 9, 2015

Nov 18, 2024

ZIMMERMAN, SUSAN, GAUKLER

MANAGING DIRECTOR

yes

01/2016

Feb 10, 2012

Nov 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Portland

United States

Centerville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 5, 2025

$5.0B

$4.9B

n/a

2023

Mar 26, 2024

$4.4B

$4.3B

n/a

2022

Mar 28, 2023

$3.7B

$3.6B

n/a

2021

Mar 30, 2022

$3.8B

$3.7B

n/a

2020

Mar 23, 2021

$3.2B

n/a

2019

Mar 26, 2020

$2.8B

n/a

2018

Mar 5, 2019

$2.2B

$2.1B

n/a

2017

Mar 16, 2018

$2.3B

$2.2B

n/a

2016

Mar 7, 2017

$1.9B

n/a

2015

Mar 28, 2016

$1.2B

n/a

2014

Sep 29, 2014

$1.3B

n/a

2013

Oct 2, 2013

$1.1B

n/a

2012

Sep 27, 2012

$1.0B

$997M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-6

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$5.0B

$4.4B

12.7%

$3.8B

9.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Captrust

Oct 3, 2025

Jan 27, 2025

BOSTON, MA

Firm absorbed

Other

100.0%

Captrust

Feb 18, 2025

BOSTON, MA

Firm absorbed

Other

57.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLESLEY INVESTMENT PARTNERS, LLC

Oct 30, 2020

May 4, 2022

WELLESLEY, MA

Firm absorbed

RIA to RIA

100.0%

EMERSON INVESTMENT MANAGEMENT LLC

May 13, 2016

May 9, 2016

BOSTON, MA

Firm absorbed

Other

100.0%