DFX Intelligence

T•••••• B•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

T•••••• B•••• C••••••

Advisor at E•••••••• A•••••••• L••

HUDSON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9aa3c2a8-5e23-a8f5-f4a8-839fe6c4c01e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Jan 31, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•••••• B•••• C••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	Independent wealth	Sep 4, 2018	n/a	yes	HUDSON, OH	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Jan 9, 2015	Jul 23, 2018	no	HUDSON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	E•••••••• A•••••••• L••	Jul 23, 2018	Sep 4, 2018	43	Firm change	RIA to new firm
L•• F•••••••• L••	S•••••• W••••• P•••••••• L••	Nov 22, 2016	Jan 9, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:6413:OH:2015-01-23	Jan 23, 2015	Jan 9, 2015	HUDSON, OH	Firm change

Relationships

Registered with (5)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 4, 2018 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2015 to Jul 23, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2015 to Nov 22, 2016factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9aa3c2a8-5e23-a8f5-f4a8-839fe6c4c01e
First observed: Jan 31, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.