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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 30, 2014 | n/a | yes | LOS ANGELES, CA | Current employment |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Apr 6, 2004 | Jul 27, 2007 | no | WALNUT CREEK, CA|LOS ANGELES, CA|LOS ANGELES, CA|VENICE, CA|SANTA MONICA, CA|LOS ANGELES, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Mar 27, 2003 | Apr 12, 2004 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 27, 2007 | May 30, 2014 | 2,499 | Firm change after gap | Other |
| WELLS FARGO INVESTMENTS, LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Apr 12, 2004 | Apr 6, 2004 | -6 | Firm change | Other |