DFX Intelligence

A••••••• S•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

A••••••• S•••••• P••••••

Advisor at A••••••• A•••• M••••••••• I•••

Eugene, OR | PRINCETON, NJ

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Search this name across graphsid dfx:ria:9aa7d4dd-5c5a-f157-ad82-d3e3220590b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••• M••••••••• I•••	Mixed wealth	Mar 19, 2026	n/a	yes	PRINCETON, NJ\|Eugene, OR	Current employment
V••• I••••••••• M••••••••• C•• L••	Asset manager	Nov 7, 2008	Jun 17, 2010	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• I••••••••• M••••••••• C•• L••	A••••••• A•••• M••••••••• I•••	Jun 17, 2010	Mar 19, 2026	5,754	Firm change after gap	Other

Relationships

Registered with (2)

→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Mar 19, 2026 to presentfactForm ADV
→ V••• I••••••••• M••••••••• C•• L••Registered adviserregistration: previous registration
Nov 7, 2008 to Jun 17, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9aa7d4dd-5c5a-f157-ad82-d3e3220590b8
First observed: Oct 24, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.