DFX Intelligence

S•• E•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

S•• E•••• B•••••

Advisor at J• W• C••• A•••••••• I•••

TAMPA, FL | Broadview Heights, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9aa9e67f-a844-b18f-dfa3-05a04408bd56

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Feb 21, 2017	n/a	yes	TAMPA, FL\|Broadview Heights, OH	Current employment
C••••••••• A•••• M••••••••• S•••••••• I•••	Former SEC adviser	Mar 28, 2017	Sep 23, 2019	no	BROADVIEW HEIGHTS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A•••• M••••••••• S•••••••• I•••	n/a	Sep 23, 2019	n/a	n/a	Departure no registered destination	Departure
C••••••• S••••••••• I•••	J• W• C••• A•••••••• I•••	Feb 21, 2017	Feb 21, 2017	0

Relationships

Registered with (4)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Feb 21, 2017 to presentfactForm ADV
→ C••••••••• A•••• M••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 28, 2017 to Sep 23, 2019factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 13, 2008 to Feb 21, 2017factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9aa9e67f-a844-b18f-dfa3-05a04408bd56
First observed: Nov 15, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.