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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JAMES GERARD GUIDERA

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Towson, MD

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Search this name across graphsid dfx:ria:9aac9629-691e-7725-ae2e-4293ceb475df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Sep 19, 2005
First registration: Sep 20, 2005
Dual registered: yes, broker-dealer
Other names: JAMES GUIDERA|JAMES GERARD GUIDERA|JG GUIDERA|JAMES GERARD GUIDERA
IAPD individual key: 5002615

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jan 2, 2024	n/a	yes	Towson, MD	Current employment
CERITY PARTNERS LLC	Independent wealth	Jan 3, 2023	Oct 18, 2023	no	TOWSON, MD\|NEW YORK, NY	Previous registration
MARYLAND CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 27, 2021	Mar 3, 2023	no	Baltimore, MD	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Dec 16, 2014	Oct 6, 2021	no	NEW YORK, NY	Previous registration
LORD, ABBETT & CO. LLC	Asset manager	Sep 20, 2005	Oct 7, 2014	no	JERSEY CITY, NJ\|JERSEY CITY, NJ\|JERSEY CITY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CERITY PARTNERS LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2023	Jan 2, 2024	76	Firm change	RIA to RIA
MARYLAND CAPITAL MANAGEMENT, LLC	CERITY PARTNERS LLC	Mar 3, 2023	Jan 3, 2023	-59	Firm change after gap	RIA to RIA
CLEARBRIDGE INVESTMENTS, LLC	MARYLAND CAPITAL MANAGEMENT, LLC	Oct 6, 2021	Oct 27, 2021	21	Firm change	RIA to RIA
LORD, ABBETT & CO. LLC	CLEARBRIDGE INVESTMENTS, LLC	Oct 7, 2014	Dec 16, 2014	70	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133329:151559:MD:2023-03-03	Mar 3, 2023	Jan 3, 2023	BALTIMORE, MD	Firm change after gap

Relationships

Registered with (5)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ CERITY PARTNERS LLCRegistered adviserregistration: previous registration
Jan 3, 2023 to Oct 18, 2023factForm ADV
→ MARYLAND CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 27, 2021 to Mar 3, 2023factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 16, 2014 to Oct 6, 2021factForm ADV
→ LORD, ABBETT & CO. LLCRegistered adviserregistration: previous registration
Sep 20, 2005 to Oct 7, 2014factForm ADV

Dated events

Occurred
Oct 18, 2023
Advisor changed firm
James Gerard Guidera left Cerity Partners Llc for Robert W. Baird & Co. Incorporated (registered 2024-01-02)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
James Gerard Guidera left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago