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Advisor at KCD FINANCIAL, INC.
GREEN BAY, WI | Crofton, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KCD FINANCIAL, INC. | Independent wealth | Jan 2, 2020 | n/a | yes | Crofton, MD|GREEN BAY, WI|Crofton, MD|GREEN BAY, WI | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Aug 11, 2003 | Jan 7, 2020 | no | ANNAPOLIS, MD|TOWSON, MD|SYKESVILLE, MD|ELLICOTT CITY, MD|VIENNA, VA|TOWSON, MD|MILLERSVILLE, MD | Previous registration |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | Former SEC adviser | Apr 19, 1999 | Feb 3, 2003 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | KCD FINANCIAL, INC. | Jan 7, 2020 | Jan 2, 2020 | -5 | Firm change | Ibd to ibd |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | OSAIC FA, INC. | Feb 3, 2003 | Aug 11, 2003 | 189 | Firm change | Other |