DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
SPRINGFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 12, 2021 | n/a | yes | SPRINGFIELD, MA | Current employment |
| M•••••• F•••••••• G••••• L•• | Former SEC adviser | Mar 6, 2017 | Mar 31, 2023 | no | GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• F•••••••• G••••• L•• | L•• F•••••••• L•• | Mar 31, 2023 | Jan 12, 2021 | -808 | Firm change after gap | Other |
| T•• W•••••••• G••••• L•• | M•••••• F•••••••• G••••• L•• | Jun 30, 2011 | Mar 6, 2017 |
| T•• W•••••••• G••••• L•• | n/a | Mar 24, 2010 | Jun 30, 2011 | no | MANCHESTER, CT|SAGAMORE HILLS, OH | Previous registration |
| 2,076 |
| Firm change after gap |
| Other |