DFX Intelligence

M•••••• F•••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

M•••••• F•••••••• G••••• L••

CRD 287649

GLASTONBURY, CT

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Search this name across graphsid dfx:ria:9deae829-f1c1-47dd-7e93-b2b8491e8cc7

Data as of Apr 13, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 0
Observed: Feb 11, 2017 to Apr 13, 2022
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• A•••••• E••••••••	MANAGING MEMBER	C	yes	02/2017	Feb 11, 2017	Apr 13, 2022
Y•••••• B••••••• W•••••••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	yes	02/2017	Feb 11, 2017	Apr 13, 2022

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$0	$189M	-100.0%	$113M	n/a	1	6	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•• I•••••••••	2	Mar 31, 2023	Apr 3, 2024	GLASTONBURY, CT	Team lift out	Other	66.7%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•• F•••••••• L••	2	Jul 17, 2017	Mar 6, 2017	GLASTONBURY, CT	Team lift out	Other	0.0%

Relationships

Controls (3)

← C•••••• A•••••• E••••••••OwnerMANAGING MEMBER, ownership code C, individual
Feb 11, 2017 to presentfactForm ADV
← Y•••••• N•••••• J•••OwnerMANAGING MEMBER, ownership code C, individual
Feb 11, 2017 to presentfactForm ADV
← Y•••••• B••••••• W•••••••OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Feb 11, 2017 to presentfactForm ADV

Moved with (2)

→ L•• I•••••••••Registered adviser

Dated events

Occurred
Mar 31, 2023
Team lift-out
2 advisors left M•••••• F•••••••• G••••• L•• (Glastonbury, CT) for L•• I••••••••• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Mar 31, 2023
Advisor changed firm
Norman John Yester left M•••••• F•••••••• G••••• L•• for L•• I••••••••• (registered 2024-04-03)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Ty Stetson Martinelli left M•••••• F•••••••• G••••• L•• for L•• F•••••••• L•• (registered 2021-01-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9deae829-f1c1-47dd-7e93-b2b8491e8cc7
First observed: Feb 11, 2017
Last observed: Apr 13, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.